Search for: "U.S. Commodity Futures Trading Commission"
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24 Apr 2012, 2:00 am
Insider Trading — “Organized Schemes” and Abuse of Trust The Commission amended the insider trading guideline (§2B1.4) in two ways. [read post]
21 Mar 2012, 2:00 am
Commodity Futures Trading Commission (“CFTC”) provided they managed pools of capital funded solely by sophisticated investors. [read post]
22 Mar 2012, 7:30 am
Photo credit: Tricia Wang CFTC LAW | Forex, Futures and Derivatives Regulatory News - Forex, Futures, and Commodities News and Analysis. [read post]
26 Feb 2015, 9:30 pm
Commodity Futures Trading Commission (CFTC) investigated at least ten major banks for possible price manipulation in precious-metals markets. [read post]
13 Sep 2012, 6:00 am
The council, which includes the heads of the Federal Reserve, Securities and Exchange Commission, Federal Deposit Insurance Corp., and Commodity Futures Trading Commission, is expected to request details on a firm’s financial relationships with other companies. [read post]
19 Apr 2022, 11:38 am
The Commodities Futures Trading Commission has charged David Scudder, Global AG with spoofing-in this case cross-marketing spoofing in which two correlated markets were used for the scheme. [read post]
17 Jun 2009, 1:09 pm
" The administration did not propose to combine the SEC and the Commodity Futures Trading Commission (CFTC), as some agency officials had endorsed. [read post]
16 Feb 2010, 7:59 am
Commodity Futures Trading Commission, gave a speech to the Council on Foreign Relations in New York regarding the reform of over-the-counter derivatives markets. [read post]
9 Aug 2013, 5:00 am
§ 77b of the U.S. [read post]
27 Apr 2023, 6:19 am
”Coinbase cited the following SEC positions on digital assets:In 2018, a senior SEC official stated that a digital asset "all by itself' is not a security that requires registration with the SEC.In 2019, an SEC division published a “Framework" that proposed a 60-factor analysis for determining whether a digital asset may be a security.In April 2021, the SEC cleared the way for Coinbase to become a public company without any indication that Coinbase needed to register with… [read post]
8 Apr 2021, 5:56 am
By Lene Powell, J.D.It might one day be possible to trade futures contracts based on aspects of NFL games. [read post]
23 Mar 2013, 12:47 pm
Only future proposed rules would be affected; the legislation would not require retroactive analysis of pending proposals. [read post]
26 Apr 2017, 3:15 am
That question is generating a lot of discussion early in the Trump administration as U.S. policy makers consider ways to streamline the federal bureaucracy by potentially merging the Commodity Futures Trading Commission into the Securities and Exchange Commission. [read post]
24 Nov 2015, 9:30 pm
Commodity Futures Trading Commission (CFTC) Commissioner Bart Chilton called for greater scrutiny of precious metals pricing. [read post]
2 May 2018, 1:02 pm
Earlier this year, the Commodity Futures Trading Commission (CFTC) brought charges against Colorado resident Dillon Michael Dean for soliciting more than $1.1 million in bitcoin from the public under the pretense of investing funds. [read post]
2 Oct 2017, 9:22 am
Commodity Futures Trading Commission (CFTC) and the Financial Industry Regulatory Authority (FINRA), is leading efforts in the U.S. to raise awareness about the importance of investor education and protection as part of a global effort. [read post]
15 Sep 2021, 4:18 pm
By Lene Powell, J.D.The White House announced President Joe Biden’s intent to nominate three individuals for seats on the Commodity Futures Trading Commission. [read post]
24 Aug 2009, 8:15 am
Meanwhile, federal banking agencies, the Commodity Futures Trading Commission and Securities and Exchange Commission will supervise and regulate OTC derivative dealers and major market participants. [read post]
5 Apr 2018, 6:21 am
Commodity Futures Trading Commission (CFTC). [read post]
13 Jul 2009, 11:14 am
The steps include: (i) requiring that all standardized derivative contracts be cleared through well-regulated central counterparties and executed either on regulated exchanges or regulated electronic trade execution systems; (ii) encouraging greater use of standardized OTC derivatives through capital requirements and other measures to facilitate migration of such derivatives onto central clearinghouses and exchanges; (iii) requiring all OTC derivative dealers and… [read post]
