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10 Feb 2023, 6:12 am
Direct listings such as the one used by Slack offer unique benefits to companies and their shareholders by allowing existing shareholders to sell their shares on a public exchange without the delay and overhead associated with a traditional IPO, it said.The Ninth Circuit’s ruling could deter companies from going public by means of alternative offering methods, the Institute argues, due to the costs associated with increased Section 11 litigation. [read post]
9 Feb 2023, 6:18 am
FINRA Censures and Fines Rosenblatt Securities According to a Letter of Acceptance Waiver and Consent, the Financial Industry Regulatory Authority (FINRA) has censured and fined Rosenblatt Securities, Inc., a broker-dealer headquartered in New York, NY, $35,000 in connection with private placement sales. [read post]
7 Feb 2023, 6:19 pm
The program is funded jointly by states and the federal government.Mallinckrodt ARD LLC, previously Questcor Pharmaceuticals Inc., paid $260 million to resolve separate allegations relating to its drug H.P. [read post]
7 Feb 2023, 12:07 pm
Factual and Procedural Background SLD involves the City’s approval of a multifamily housing project proposed by Eden Housing, Inc. [read post]
5 Feb 2023, 3:10 pm
To submit recommendations for consideration and inclusion in ComplexDiscovery’s cyber, data, and legal discovery-centric service, product, or research announcements, contact us today. [read post]
4 Feb 2023, 3:20 am
… Cyber security is on all of us, and we must take steps to protect our health care systems from these attacks. [read post]
3 Feb 2023, 1:46 pm
About Solutions Law Press, Inc. [read post]
3 Feb 2023, 4:49 am
The ruling is the latest significant decision dismantling a gun restriction in the wake of the Supreme Court’s expansion of Second Amendment rights last year in the New York State Rifle & Pistol Association, Inc. v. [read post]
1 Feb 2023, 9:05 pm
2022 was a tale of two halves for M&A. [read post]
31 Jan 2023, 6:36 pm
The third edition did not discuss this troublesome case, in which the defense improvidently moved to dismiss a class action complaint for securities violations allegedly arising from the failure to disclose multiple adverse event reports of anosmia from the use of the defendant’s product, Zicam. [read post]
31 Jan 2023, 9:31 am
Associates First Capital Corp. [read post]
30 Jan 2023, 9:41 am
This claim was filed with the National Association of Securities Dealers (NASD) with a decision rendered on 10/9/1995. [read post]
28 Jan 2023, 7:32 am
It has also become a focus of shareholder actions within enterprises, and regulatory programs in the US federal government. [read post]
26 Jan 2023, 2:38 pm
This week the Washington Securities Division announced that it is considering an amendment to the Washington Administrative Code (“WAC”) to formally adopt the Statement of Policy Regarding the Use of Franchise Questionnaires and Acknowledgments (“NASAA Policy”) promulgated by the North American Securities Administrators Association, Inc. [read post]
26 Jan 2023, 12:38 pm
In the U.S., 95% of felony convictions are secured through guilty pleas. [read post]
24 Jan 2023, 3:26 pm
Solutions Law Press, Inc. invites you receive future updates by registering on our Solutions Law Press, Inc. [read post]
23 Jan 2023, 9:01 pm
Restricted competition trading center: Any trading center that is not an open competition trading center and is not a national securities exchange. [read post]
23 Jan 2023, 4:34 pm
Keppler is a director of the Estate Law Specialist Board Inc. [read post]
23 Jan 2023, 11:23 am
Under the settlement, each member jurisdiction in the North American Securities Administrators Association may claim at least $424,000 of the total $22.5 million settlement. [read post]
23 Jan 2023, 5:57 am
She is currently an Associate to a Judge at the Supreme Court of Victoria. [read post]
