Search for: "US Securities and Exchange Commission"
Results 561 - 580
of 14,206
Sort by Relevance
|
Sort by Date
15 Dec 2023, 5:32 am
The data has been shared with members of Congress and includes information on the weaponry used and the casualties caused by both sides. [read post]
14 Dec 2023, 9:01 pm
”[8] These changes are similar to the United States Securities and Exchange Commission’s new Cybersecurity Disclosure Rule, which requires covered entities to report cybersecurity incidents that occur at their third-party service providers.[9] Consequentially, the Amended Regulation, in effect, imposes additional downstream pressure on third-party service providers who work with covered entities to ensure they notify their customers of triggering cybersecurity… [read post]
14 Dec 2023, 11:05 am
If the investment is a “security”, you have to comply with the Securities and Exchange Commission regulations. [read post]
13 Dec 2023, 10:00 pm
On December 13, 2023, the US Securities and Exchange Commission (SEC) adopted rule amendments (Treasury Clearing Rules) designed to improve risk management in clearance and settlement and to facilitate additional central clearing for the US treasury market. [read post]
13 Dec 2023, 10:00 pm
On December 13, 2023, the US Securities and Exchange Commission (SEC) adopted rule amendments (Treasury Clearing Rules) designed to improve risk management in clearance and settlement and to facilitate additional central clearing for the US treasury market. [read post]
13 Dec 2023, 10:00 pm
On December 13, 2023, the US Securities and Exchange Commission (SEC) adopted rule amendments (Treasury Clearing Rules) designed to improve risk management in clearance and settlement and to facilitate additional central clearing for the US treasury market. [read post]
13 Dec 2023, 10:00 pm
On December 13, 2023, the US Securities and Exchange Commission (SEC) adopted rule amendments (Treasury Clearing Rules) designed to improve risk management in clearance and settlement and to facilitate additional central clearing for the US treasury market. [read post]
13 Dec 2023, 10:00 pm
On December 13, 2023, the US Securities and Exchange Commission (SEC) adopted rule amendments (Treasury Clearing Rules) designed to improve risk management in clearance and settlement and to facilitate additional central clearing for the US treasury market. [read post]
13 Dec 2023, 10:00 pm
On December 13, 2023, the US Securities and Exchange Commission (SEC) adopted rule amendments (Treasury Clearing Rules) designed to improve risk management in clearance and settlement and to facilitate additional central clearing for the US treasury market. [read post]
13 Dec 2023, 3:06 pm
A clear answer has not emerged, but the Securities and Exchange Commission has indicated that it views many cryptocurrencies as securities. [read post]
13 Dec 2023, 4:54 am
Security Council’s ability to pass legally binding resolutions — which it attempted to do last week, but was vetoed by the US. [read post]
12 Dec 2023, 11:20 pm
On the same day, the Securities and Exchange Commission (SEC) and seven state regulators made similar charges. [read post]
12 Dec 2023, 9:05 pm
Implementing rules must still be issued by the California State Air Resources Board (CARB) in the coming year and may direct the use of consolidated-group figures. [read post]
12 Dec 2023, 11:00 am
The FTC has appointed Carol Fox Foelak, an administrative law judge at the Securities and Exchange Commission (SEC), to serve as presiding officer. [read post]
12 Dec 2023, 9:55 am
SEC Charges Andrew Komarow with “Free-Riding” Fraud Scheme According to reports today, the Securities and Exchange Commission charged former LPL Financial broker Andrew Komarow (CRD # 5838564) with a “free-riding” trading scheme. [read post]
12 Dec 2023, 9:30 am
As required by law, Nvidia has submitted information to the Securities and Exchange Commission listing its subsidiary companies. [read post]
12 Dec 2023, 8:30 am
By way of reminder, public consultation on the first package closed on 11 September 2023 and the final drafts are expected to be submitted to the European Commission in early January 2024. [read post]
11 Dec 2023, 5:39 pm
Public Company Stock The companies traded on US stock exchanges begin as privately held corporations. [read post]
11 Dec 2023, 1:18 pm
Entities subject to significant U.S. government regulation, specifically securities reporting issuers; governmental authorities; banks, credit unions, bank holding companies, and money service businesses; securities brokers/dealers, securities exchanges/clearing agencies, other entities registered under the Securities Exchange Act of 1934, investment companies and investment advisors, venture capital fund advisers, and insurance companies… [read post]
11 Dec 2023, 10:19 am
The Securities and Exchange Commission looks to have opened at least two fronts in the adoption of artificial intelligence in financial services. [read post]
