Search for: "United States Securities and Exchange Commission"
Results 561 - 580
of 5,179
Sort by Relevance
|
Sort by Date
12 Jan 2023, 5:16 am
Despite the obvious vulnerability of these cables, the United States has failed to take necessary steps to protect this critical infrastructure. [read post]
12 Jan 2023, 12:15 am
Earlier this week, the United States Securities and Exchange Commission filed a complaint against one of the country's leading law firms - Covington & Burling LLP. [read post]
11 Jan 2023, 9:01 pm
Securities and Exchange Commission. [read post]
11 Jan 2023, 11:01 am
In February 2021, the SEC filed a complaint against GPB Capital and other defendants, alleging, among other things, that the defendants engaged in securities fraud in violation of Section 10(b) of the Securities Exchange Act of 1934 and the United States Department of Justice also brought criminal charges against GPB Capital’s founder and CEO and two other executives, charging, among other things, securities fraud, mail fraud and… [read post]
11 Jan 2023, 10:47 am
In February 2021, the SEC filed a complaint against GPB Capital and other defendants, alleging, among other things, that the defendants engaged in securities fraud in violation of Section 10(b) of the Securities Exchange Act of 1934 and the United States Department of Justice also brought criminal charges against GPB Capital’s founder and CEO and two other executives, charging, among other things, securities fraud, mail fraud, and… [read post]
11 Jan 2023, 6:06 am
Held in solitary confinement and tortured by CIA agents in Afghanistan, al-Bihani was sent to the United States’ Guantánamo Bay detention camp in Cuba in February 2003. [read post]
9 Jan 2023, 4:00 am
A decision from the Fifth Circuit Court in the United States found that the Securities and Exchange Commission’s in-house courts deprive individuals of their constitutional right to a jury trial. [read post]
5 Jan 2023, 6:17 pm
In addition to the state law claims, plaintiff alleged that the company had made false and misleading statements in its proxy soliciting materials in violation of Securities Exchange Act Section 14(a). [read post]
4 Jan 2023, 8:57 am
The Commodities Futures Trading Commission and the US Securities & Exchange Commission both filed their own separate and concurrent complaints in the same court with similar allegations. [read post]
4 Jan 2023, 4:29 am
COVID-19 COVID-19 has infected over 100.759 million people and has now killed over 1.09 million people in the United States, according to data compiled by Johns Hopkins University. [read post]
28 Dec 2022, 10:35 pm
According to reports this week by the DI wire, the REIT filed a request with the Securities and Exchange Commission (SEC) to withdraw its registration statement on a previously filed Form S-11. [read post]
28 Dec 2022, 6:20 am
The Securities and Exchange Commission (SEC) estimated that the hedge-fund made $3.9 million in profits from this scheme. [read post]
21 Dec 2022, 11:18 am
United States (Monetary Damages; Subject Matter Jurisdiction) United States v. [read post]
20 Dec 2022, 4:13 am
The Securities and Exchange Commission brought civil charges against Bankman early December under Section 77(q)(a) and Section 78(j)(b) of Title 8 of the United States Code. [read post]
19 Dec 2022, 1:38 pm
Securities and Exchange Commission (SEC). [read post]
19 Dec 2022, 2:31 am
The draft adequacy decision found that the US provides an adequate level of protection for personal data exchanged in transatlantic data transfers. [read post]
16 Dec 2022, 9:14 pm
Institutional investors suggest that the Securities and Exchange Commission’s (“SEC”) recently proposed rules under the Biden administration, intended to regulate greenwashing, will instead sow more confusion. [read post]
16 Dec 2022, 11:34 am
The Securities and Exchange Commission today announced fraud charges against Lawrence Billimek, an employee of a major asset management firm with securities portfolios worth billions of dollars, and Alan Williams, who previously worked at several financial industry firms, for perpetrating a multi-year front-running scheme that generated at least $47 million in illegal trading profits. [read post]
15 Dec 2022, 9:05 pm
Securities and Exchange Commission advanced several proposals to change stock market rules. [read post]
15 Dec 2022, 8:04 am
Authorities have not identified the country suspected of offering cash or gifts to officials in exchange for political favors, but several members of the assembly and some Belgian media have linked the investigation to Qatar. [read post]
