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8 Mar 2013, 7:30 pm
Bipartisan legislation has been introduced in the House and Senate to modify Section 716 of the Dodd-Frank Act, the bank swaps push-out provision. [read post]
29 Aug 2016, 5:00 am
In addition, the Department of Commerce, which is required under the Dodd-Frank Act to assess the accuracy of the independent private sector audits that accompany the conflict minerals disclosure, has not filed any reports and has not developed any plans for conducting the assessments. [read post]
5 Jul 2012, 9:39 am
Slocum Global whistleblowers cannot look to the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank”) for protection against retaliation, according to a recent federal court decision. [read post]
30 Jan 2015, 10:07 am
THE FATAL FLAW: Frank creates a trust. [read post]
26 Jan 2017, 5:00 am
He said he looks forward to working with policymakers to consider how to best reform Dodd-Frank in a coordinated manner that benefits the markets and their users. [read post]
6 Jul 2015, 9:00 am
Read More › Tags: Clawbacks, D&O, Dodd-Frank Act [read post]
4 Oct 2013, 8:08 am
Here is the key difference – Dodd-Frank requires a report by the employee not only to the employer, but to the SEC as well. [read post]
29 Aug 2023, 3:00 am
This practice note provides an overview of the Dodd-Frank Act and the regulatory framework for depository institutions and their holding companies. [read post]
11 Nov 2012, 7:10 pm
" The Securities and Exchange Commission's whistleblower program instituted in 2010 by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) rewards individuals who assist the SEC in uncovering securities violations including violations of the FCPA. [read post]
22 Mar 2015, 5:52 pm
That’s Frank on the right, giving the thumbs-up. [read post]
4 Jan 2010, 9:08 am
Juror Laa: Frank. [read post]
18 Oct 2007, 5:06 am
Juror Laa: Frank. [read post]
1 May 2007, 5:20 pm
On the practice of selective quotation in the US, see this NYT story (also via Frank). [read post]
13 Nov 2017, 3:03 am
[Brian Feinstein, Chicago via CL&P] A different way to encourage more prudent home lending practice, scale back FDIC coverage [Scott Sumner] Tags: banks, Dodd-Frank, mortgages, Securities and Exchange Commission Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
24 Mar 2014, 9:05 pm
SEC to [over-]regulate business brokers under Dodd-Frank? [read post]
22 Mar 2018, 9:05 pm
” More details on the Anthem data breach case discussed earlier here, and Ted Frank’s role in calling it into question [Bob Dorigo Jones] Also, for those with access, Ted has written a piece for the Wall Street Journal on the need to rein in abuse of the cy pres doctrine in disbursing lawsuit proceeds, with a suitable vehicle on the horizon: A bipartisan coalition of 16 state attorneys general is also urging the Supreme Court to hear Frank v. [read post]
4 Jan 2012, 5:05 am
Finally, I suggested that DOL take a cue from the Dodd-Frank provisions for confidentiality. [read post]
2 Jan 2016, 3:31 am
That was a lie, and Franks quietly dropped Eugene’s name from her promotion as if she never said it. [read post]
15 May 2016, 5:07 am
Frank is obviously right about that. [read post]
19 Jul 2016, 9:03 pm
The following products are subject to recall: 16-oz/1-lb. packages of “BAR-S Classic BUN LENGTH Franks MADE WITH CHICKEN, PORK ADDED” with “Use By” date of 10/11/2016 and case code 209. 12-oz. packages of “BAR-S CLASSIC Franks MADE WITH CHICKEN, PORK ADDED” with package code 6338, “Use By” date of 10/10/2016 and case code 6405. 24-oz./1.5-lb. cartons of “SIGNATURE Pick 5 CORNDOGS – 8 Honey Batter Dipped Franks On… [read post]
