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6 Dec 2010, 8:51 am
For further background on the Dodd-Frank Act provisions that the SEC’s proposed rules would implement, please see our memorandum entitled “Implications of Financial Services Reform for Hedge Funds and Private Equity Funds. [read post]
11 Jan 2017, 5:04 am
’s (collectively “Merion”) shares in Lender Processing Services, Inc. [read post]
9 Aug 2023, 11:25 am
This is typically done through text messaging or online messaging services. [read post]
3 Aug 2015, 5:00 am
Although I’m not taking sides, I believe the potential for missignaling the compliance officer’s role and potential liability both within and outside of the financial services arena is real. [read post]
8 Oct 2009, 2:54 am
I had the distinct pleasure of talking with a number of people at the event, including: Jenny West of Probitas Partners (fund placement services) Mason Snyder of Catalina Partners (risk advisory to investment management industry) Rosemary Fanelli of CounselWorks (regulatory consulting for financial institutions) Ron Resnick of CounselWorks(regulatory consulting for financial institutions) Maria Hall of M.D. [read post]
18 Jul 2014, 6:33 am
Before making any decision or taking any action that may affect your business, you should consult a qualified legal advisor. [read post]
12 Jan 2014, 9:01 pm
The court also reviewed the value of the services rendered by the wife’s counsel, Marcia E. [read post]
11 Jan 2021, 10:28 am
Since approximately 2015 or 2016, Clason allegedly provided investment services to the client and managed five investment accounts of the client. [read post]
6 Feb 2015, 7:58 am
Lax & Neville LLP has extensive experience in the financial services industry. [read post]
20 Sep 2021, 11:44 am
The committee will hear testimony from Meghan Armistead, senior research and policy advisor at Catholic Relief Services; Degan Ali, executive director of Adeso; Ali Mohamed, program director at GREDO; and C.D. [read post]
6 Apr 2018, 2:55 pm
Department of Health and Human Services General Attorney Advisor, San Francisco, C.A. [read post]
14 Sep 2008, 1:00 pm
. $180,000 annually, followed by male dentists with $150,000 per annum.The median earnings in the United States for all jobs, occupations and professions (median income for males) are listed by us below from top to bottom (please note that this list in this order does not exist in the original Census Bureau report and that there are substantial regional differences in earnings in the USA, for which reason we also insert some geographic income data for orientation):Physicians and surgeons -… [read post]
3 Aug 2016, 1:39 pm
They understand global trends will ultimately reward companies that successfully balance their natural, social, and financial capitals, and that companies that fail to adapt to these global trends risk becoming irrelevant. [read post]
18 Apr 2018, 10:59 am
But the U.S. government’s path forward may also be complicated by disagreement within the executive branch, where President Trump’s advisors are reportedly sparring over the proper means to combat China’s trade policy. [read post]
11 May 2010, 9:11 am
And we had some really interesting feedback from these advisors who are selling obviously life insurance but also are financial advisors and so we had a broad spectrum of input from our discussions and some of the topics that we put forward. [read post]
10 Mar 2009, 3:44 pm
" Unlike other current options, the L3C is sustainable, allowing newspapers to tap into the $17M available for PRIs while the L3C's social purpose business model continues to realign newspapers with their community service mission. [read post]
31 Mar 2011, 8:49 pm
Effective January 1, 2010, the Legislature amended section 10136 to require the transferee to pay for the cost of “independent legal or financial advice regarding the transaction,”“up to one thousand five hundred dollars ($1,500). [read post]
31 Jan 2020, 7:57 am
I just got back from a trip with my wife, where we had an opportunity to join about 700 other of what I think are the best financial advisors in the country, and it was a launch to a new year, and one of the things that makes this group of advisors so special, in my mind, is there are two things. [read post]
29 Aug 2024, 9:05 pm
Treasury Department’s Financial Crimes Enforcement Network (FinCEN) has finalized two rules intended to protect residential real estate sectors and investment advisor sectors from unlawful finance. [read post]
3 Aug 2021, 6:59 pm
A former lead advisor to the Government of Bolivia on its pension project, Ms. [read post]
