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2 May 2011, 2:24 am
For example, the DFS Superintendent will have the authority to issue regulations and guidance with respect to a variety of financial products and services. [read post]
10 Jun 2024, 8:26 pm
FINRA Foundation Finds Consumers Are Not Sold on AI for Financial Advice FINRA Foundation recently released the results of a survey that examined how comfortable consumers are with using artificial intelligence (AI) for financial information. [read post]
25 Mar 2016, 1:38 pm
Nelson, J.D.The DOJ announced criminal computer hacking charges against seven Iranians who allegedly orchestrated repeated cyber attacks against dozens of U.S. financial services companies over a two year period. [read post]
17 Mar 2020, 10:54 am
Aggressive financial advisors may have unsuitably recommended energy funds in an effort to chase yield. [read post]
31 Oct 2011, 2:14 pm
" The government alleges that during the financial crisis in 2008, when currency prices fluctuated dramatically, the profits BNYM generated at the expense of its custodial clients, including federally insured financial institutions, were in the hundreds of millions of dollars. [read post]
24 Apr 2019, 6:03 am
Another step to take could even be to negotiate with your service providers until you can return to the workforce. [read post]
10 Nov 2009, 6:26 am
Settlement Asset Management was founded on the premise of building a bright financial future for injury victims through the use of innovative financial planning products and services. [read post]
13 Dec 2006, 11:17 am
UK Rejects XBRL, Hong Kong Exploring ItThe UK Financial Services Authority has announced that it will not be requiring use of XBRL. [read post]
16 Feb 2022, 9:24 am
In Regulation Around the World we take a hot topic in financial services and apply a global lens, examining key developments in different jurisdictions. [read post]
7 May 2020, 3:21 am
In its latest financial services 40 minute briefing webinar lawyers, compliance and government relations professionals from our financial services group considered market conduct in these uncertain times. [read post]
23 Jan 2017, 5:14 am
On March 1, New York will go live with cybersecurity rules for financial service providers such as banks, insurance companies and others subject to the Department of Financial Services’ jurisdiction. [read post]
27 Mar 2017, 3:46 pm
Norton Rose Fulbright New York office’s next financial services briefing is a breakfast seminar set for Thursday, April 6, 2017, at 8:30 AM EDT. [read post]
31 May 2008, 9:42 pm
The Financial Services Working Group, a joint initiative of Treasury, the Department of Finance and Deregulation and the Australian Securities and Investments Commission, which was appointed to look at key issues associated with financial product disclosure and advice, has released a consultation paper on increasing access to simple superannuation advice. [read post]
11 Nov 2021, 11:00 am
On 10 November 2021, the European Commission published a statement by the Commissioner for Financial Services, Financial Stability and Capital Markets Union, Mairead McGuinness. [read post]
20 Sep 2011, 4:02 pm
The $550 million fine was the largest penalty that the SEC has ever imposed on a financial services firm. $250 million of the fine was designated to go to a Fair Fund distribution to pay back investors. [read post]
25 Nov 2014, 1:26 pm
Financial Planning reports that Harrison participated in the transactions without notifying CUSO Financial Services. [read post]
16 Feb 2020, 7:00 am
House Financial Services Committee that Libra is a “risky project. [read post]
6 Aug 2012, 9:15 am
On August 6, 2012, the New York State Department of Financial Services issues an Order seeking to sanction the Standard Chartered Bank for violations of state banking regulations. [read post]
19 Jun 2024, 6:04 am
First American Financial Corp. [read post]
23 May 2018, 9:15 pm
Vullo, Superintendent of Financial Services for the state of New York, issued a guidance memorandum. [read post]
