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10 Aug 2018, 7:43 am
Lifetime Capital, Inc., 2008-Ohio-14 (2nd Dist.) [read post]
10 Aug 2018, 6:11 am
Ryan, K&L Gates LLP, on Friday, August 3, 2018 Tags: Information environment, Investment advisers, Investment Advisers Act, Reputation, SEC, SEC enforcement, Securities enforcement, Securities regulation, Social media The Regulation of Proxy Advisors Posted by Steve Seelig and Puneet Arora, Willis Towers Watson, on Friday, August 3, 2018 Tags: Corporate Governance Reform and Transparency Act, Glass… [read post]
9 Aug 2018, 6:21 pm
And she asserts that the prospectuses for these asset-backed securities cautioned investors that, pursuant to Bankruptcy Code Section 523(a)(8), "only private loans made for qualified expenses were excepted from discharge. [read post]
9 Aug 2018, 2:37 pm
Harris Funeral Homes, Inc. v. [read post]
9 Aug 2018, 12:50 pm
Claimants alleged that Hector May simply used his community status to issue, solicit and sell these non-existent securities products. [read post]
9 Aug 2018, 5:25 am
Below, Advantek Marketing, Inc. v. [read post]
8 Aug 2018, 1:51 pm
This post uses data from the 2015 through 2017 terms to add to this discussion. [read post]
8 Aug 2018, 12:25 pm
He was previously employed by AXA Advisors, LLC (CRD #6627), also of Fort Lauderdale, and Raymond James & Associates, Inc. [read post]
8 Aug 2018, 11:47 am
He was previously employed with First Midwest Securities, Inc. [read post]
7 Aug 2018, 3:39 pm
He would later would take a job with the leading gun control group of the day, Handgun Control, Inc. [read post]
7 Aug 2018, 1:06 pm
Prudential-Bache Securities Inc., 616 N.E.2d 1095, 1097-98 (N.Y. 1993) (distinguishing breach of non-disclosure agreement, contract misappropriation of intellectual property, and tortious misappropriation of property right-based intellectual property). [read post]
7 Aug 2018, 10:52 am
The US Court of Appeals for the Second Circuit [official website] on Monday upheld the dismissal [opinion, PDF] of a lawsuit brought by Anderson News LLC [company profile], a magazine wholesaler that was once the largest in the country, against six major publishing companies including Hearst and Time Inc. [read post]
7 Aug 2018, 9:07 am
Americas (DBTCA), a depository bank, and Deutsch Bank Securities Inc. [read post]
6 Aug 2018, 9:29 am
Nuvasive, Inc. et al – United States District Court – Southern District of California – February 1st, 2018) involves a claim of securities fraud. [read post]
6 Aug 2018, 7:53 am
Burns Int’l Security Servs., 105 F.3d 1465, 1471 (D.C.Cir. 1997). [read post]
6 Aug 2018, 3:00 am
The three companies acquired by Coinbase were: – Venovate Marketplace, Inc. [read post]
5 Aug 2018, 10:16 pm
The cases are Nautilus Insurance Co.vs Shawn Owens Inc. and Scottsdale Insurance Co. v GS Thadius LLC. [read post]
5 Aug 2018, 3:15 am
REAL ACTION PAINTBALL, INC., Dist. [read post]
4 Aug 2018, 6:51 am
In Power Integrations, Inc. v. [read post]
3 Aug 2018, 6:49 am
Certain commonly used measures and ratios used to determine churning help evaluate a churning claim. [read post]
