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15 Sep 2016, 7:23 am
Alice Popkin and Frank Gilbert were the children of Brandeis’s daughter Susan and her husband Jack Gilbert. [read post]
15 Feb 2012, 6:06 am
Adopt final rules on the remaining executive compensation reforms under the Dodd-Frank Act. [read post]
25 Mar 2010, 8:07 am
To that end, Chairmen Dodd and Frank plan to begin working out such differences in the near future, in order to expedite conference proceedings. [read post]
21 Nov 2011, 12:38 pm
It deals with concerns over regulatory interpretations of Dodd-Frank Title VII.Chairman Garrett said that he has heard from pension plans that they are concerned that SEC and CFTC regulations implementing Dodd-Frank would prohibit them from using swaps to hedge against market volatility and manage the obligations owed to retirees. [read post]
22 Jun 2012, 9:20 am
Industry groups have criticized the cross-border application of Dodd-Frank swap rules, saying that it will prevent them from successfully competing with foreign banks. [read post]
19 Feb 2021, 5:43 am
The Dodd-Frank legislation, enacted in 2010, mandated a much more comprehensive no-fault clawback regime, and the SEC is in the process of finalizing rules to implement the Dodd-Frank clawback. [read post]
1 Sep 2022, 8:06 pm
” Seeing no other recourse, he arranged for the construction of the Franks’ ill-fated hide-out in Amsterdam. [read post]
23 Apr 2013, 7:43 pm
Charley LozadaThe Securities and Exchange Commission (the “SEC”) and Commodity Futures Trading Commission (the “CFTC”) recently adopted rules requiring entities subject to their respective enforcement authorities to adopt and implement programs to detect and respond to indicators of possible identity theft, as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”). [read post]
7 Apr 2022, 6:10 am
First, it would create a framework for the registration of security-based SEFs, based upon the 14 core principles for these entities spelled out in the Dodd-Frank Act. [read post]
19 Apr 2012, 11:39 am
The Board issued this statement to address this question.The Board’s conformance rule provides entities covered by Section 619 of the Dodd-Frank Act a period of two years after the statutory effective date, which would be until July 21, 2014, to fully conform their activities and investments to the requirements of section 619 of the Dodd-Frank Act and any implementing rules adopted in final under that section, unless that period is extended by the Board.The Board, the Office… [read post]
24 May 2008, 9:30 pm
Frank v. [read post]
23 Feb 2018, 6:15 am
Somers, a case addressing the split in the circuits regarding the application of the Dodd-Frank whistleblower anti-retaliation protections: do the protections apply regardless of whether the whistleblower blows the whistle all the way to the SEC or just reports internally to the company? [read post]
23 Apr 2013, 7:43 pm
Charley LozadaThe Securities and Exchange Commission (the “SEC”) and Commodity Futures Trading Commission (the “CFTC”) recently adopted rules requiring entities subject to their respective enforcement authorities to adopt and implement programs to detect and respond to indicators of possible identity theft, as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”). [read post]
29 Apr 2012, 1:05 pm
The Senate Committee Report on Dodd-Frank stated that one goal of the Volcker Rule provision is appropriately accommodating the business of insurance within insurance companies subject to State insurance company investment laws. [read post]
17 Apr 2014, 1:44 pm
Under Dodd-Frank, such institutions continue to be examined by the OCC, FDIC or NCUA, with the CFPB only allowed to include its examiners “on a sampling basis” in examinations. [read post]
20 Jul 2011, 4:26 am
Frank Hebert, 57, is accused of striking an alleged pedophile with a bat inside a store earlier this year. [read post]
5 Aug 2010, 7:00 am
Our friends at Sullivan & Cromwell passed along this great memo discussing the potential impact the Dodd-Frank Act may have on Commercial Credit Agreements (full memo). [read post]
28 Sep 2012, 12:15 pm
This is a guest post from Frank P. [read post]
3 Apr 2017, 5:54 pm
Among the amici is a brief filed by current and former members of Congress, including Chris Dodd and Barney Frank, the principal architects and namesakes of the Dodd-Frank Act, which created the CFPB. [read post]
12 Sep 2011, 8:10 am
I think there are some elements in Dodd-Frank that may help accomplish this smoothing of the political cycle. [read post]
