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16 Oct 2018, 3:09 am
The charges were based on a fraudulent trading scheme where the trader entered unauthorized commodities trades in customers’ accounts, transferred profitable trades to his own account, and left losses in the clients’ accounts. [read post]
24 Apr 2022, 9:51 am
[This post first appeared on MusicTech.Solutions] As readers will recall, I’ve been beating the drum about inflation and stagflation coming home to roost for many months, nearly a year now. [read post]
11 Jan 2021, 6:37 pm
However, claims traders should be wary of court orders such as those: (1) limiting the transfer of significant percentages of equity interests or controlling interests; or (2) imposing additional notice and information requirements in respect of those trades. [read post]
1 Dec 2021, 7:40 am
KEY POINTS FOR TRADERS No banking licence is required to lend in Venezuela. [read post]
1 Jun 2010, 3:42 am
A Goldman Trader: “What do I do again? [read post]
4 Aug 2012, 2:59 am
Huxtable's Kitchen recalled Trader Joe's Roasted Butternut Squash, Red Quinoa and Wheatberry Salad distributed between July 23 and July 26.8. [read post]
5 Dec 2023, 4:53 am
“Days before the attack, traders appeared to anticipate the events to come,” they wrote, referencing short interest in the MSCI Israel Exchange Traded Fund that “suddenly, and significantly, spiked” on Oct. 2. [read post]
8 Jun 2022, 9:01 pm
Thank you, Rich (Repetto), for that kind introduction. [read post]
28 Feb 2022, 7:00 pm
However, claims traders should be wary of court orders such as those: (1) limiting the transfer of significant percentages of equity interests or controlling interests; or (2) imposing additional notice and information requirements in respect of those trades. [read post]
22 Oct 2009, 6:01 am
The CFTC currently collects and aggregates large trader position data and releases it to the public. [read post]
4 Feb 2019, 6:28 am
However, claims traders should be wary of court orders such as those: (1) limiting the transfer of signif [read post]
3 Jun 2021, 5:42 am
KEY POINTS FOR TRADERS Banking licence not required for non-resident lenders granting bilateral credit facilities or participating in syndications. [read post]
3 May 2019, 10:07 am
This month’s Trade Alert considers key legal risks for traders in the Canadian loan market. [read post]
6 Sep 2023, 9:01 pm
Thank you, Mr. [read post]
14 Sep 2015, 4:32 pm
Courts are split on whether short sellers can claim the benefit,[12] but there is general agreement that index funds can claim it.[13] The treatment of sophisticated traders has been inconsistent, as exemplified by post-trial proceedings in Vivendi and Household. [read post]
1 Nov 2010, 7:13 am
Did you read Michael Lewis’ book, “The Big Short,” because if you did, you might remember Lewis mentioning a bond trader at Morgan Stanley that lost the investment bank $9 BILLION… more than any single trader in the history of The Street. [read post]
18 Jul 2009, 7:31 am
This post is by my colleagues Mark Schonfeld, John Sturc, Barry Goldsmith, Eric Creizman, Jennifer Colgan Halter, Akita St. [read post]
1 Dec 2017, 10:30 am
Fiery Parking Lot Crash I’m Ed Smith, a Natomas Car Accident Lawyer. [read post]
23 Oct 2009, 11:24 am
October 23, 2009Re: The Briefs Of The Trustee And SIPC On The Net Equity Question. [read post]
2 Mar 2012, 4:26 pm
Written by: Ildiko Duckor and Peter Chess In light of the current regulatory environment, now more than ever, it is critical for you to comply with all of the legal requirements and best practices applicable to Investment Advisers. [read post]
