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2 Nov 2012, 6:44 am
However, some transparency commitments are more politically difficult than others, he says, and it's the difficult ones that, so far, are still not appearing in the government's agenda for the OGP.Whistleblowing cases soar by 276 per cent since beginning of financial crisis - Lawyer Monthly 30.10.12Whistleblowing cases reported to the Financial Services Authority have increased by 276 per cent in four years, according to information obtained under the Freedom of… [read post]
31 Oct 2016, 4:30 am
The effectiveness of financial sanctions imposed on Iran has inevitably led to calls for similarly crippling pressure on Russia, North Korea, and other rogues. [read post]
3 Jun 2019, 9:14 am
Adam Smith, chairman of the House Armed Services Committee, for a discussion on U.S. national security challenges in advance of the markup of the fiscal year 2020 National Defense Authorization Act. [read post]
17 Oct 2018, 4:19 pm
In addition to HIPAA’s Security Rules for ePHI, HIPAA Entities typically also are subject to a hodgepodge of non-HIPAA statutory, regulatory and/or contractual obligations to safeguard patient, employee, business partners and other individual, financial, health, tax, peer review and credentialing, trade secrets and other confidential information against improper use, access, destruction or disclosure. [read post]
23 Jan 2019, 4:04 pm
Again, this was not good service as not last known address. [read post]
12 Apr 2011, 11:16 am
The term “unauthorized use” does not include the following uses of covered information relating to an individual by a covered entity or its service provider (if the use is reasonable and consistent with the practices and purposes described in the covered entity’s privacy notice given the individual): To process and enforce a transaction or deliver a service requested by that individual To operate the covered entity that is providing a transaction… [read post]
24 Feb 2013, 9:01 pm
Even students in less drastic financial situations, perhaps due to parental assistance, have a strong incentive to seek high-salary jobs at private firms. [read post]
14 Mar 2022, 7:28 am
At a high level, the Administration’s intentions repeated throughout the Executive Order and the Fact Sheet are to: protect consumers, investors, and businesses in the United States; protect United States and global financial stability and mitigate systemic risk; mitigate the illicit finance and national security risks posed by misuse of digital assets; reinforce United States leadership in the global financial system and in technological and economic competitiveness,… [read post]
18 Sep 2020, 9:20 am
Presenting the subcommittee’s findings on this workstream, Jeff Ptak of Morningstar Research Services outlined considerations that should be taken into account by the SEC on any guidance or regulations for how issuers disclose and present ESG information. [read post]
27 Sep 2017, 11:47 am
The Comfort, a Navy hospital ship with 1,000 beds, will leave for San Juan by Friday to provide medical services for thousands of patients in hospitals without power. [read post]
11 Jul 2024, 3:20 pm
As such, for those parties investing or otherwise participating in the digital asset class, having an open dialogue with your attorneys and advisors can help navigate through the uncertainty. [read post]
12 Feb 2010, 5:16 am
Any securities in the hands of a receiver may, under the control of the court, be deposited by the receiver in a securities depository, as defined in Section 30004 of the Financial Code, which is licensed under Section 30200 of the Financial Code or exempted from licensing thereunder by Section 30005 or 30006 of the Financial Code, and such securities may be held by such securities depository in the manner authorized by Section 775 of the Financial Code. 568.2.… [read post]
31 Mar 2012, 3:04 pm
I did see one great piece of marketing that a local financial advisor sent out. [read post]
5 Jun 2011, 9:16 pm
HealthSouth accounting scandal: One of the largest comprehensive rehabilitative services companies in the country, HealthSouth had been suspected of unethical financial practices since its emergence in the late ’80s. [read post]
10 Nov 2017, 6:22 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, November 10, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of November 3–9, 2017. [read post]
10 Mar 2009, 2:08 pm
Before you go into a financial institution for a loan, know your credit history. [read post]
16 Oct 2011, 4:28 am
If the family situation is tense,you may want to include the parent’s lawyer or financial advisor in themeeting. [read post]
31 Jan 2022, 6:41 am
Also, two supervisors were fined and a supervisor was suspended for failing to respond to red flags and a financial advisor was sanctioned. [read post]
23 Aug 2016, 1:33 pm
Friends, family and other professional advisors are trustworthy sources. [read post]
20 Jun 2023, 8:17 am
FINRA BrokerCheck Profile – Bradley Holts The FINRA BrokerCheck tool is a free online tool that allows investors to research and verify the background and credentials of financial brokers, brokerage firms, and investment advisors registered with FINRA. [read post]
