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16 Feb 2010, 12:29 am
JP Morgan Chase, Goldman Sachs, Morgan Stanley, Bank of America, Citigroup and Wells Fargo, along with their top executives, traders, and major investors, have benefited handsomely. [read post]
1 Mar 2014, 1:02 am
Pennsylvania,” 24 Rutgers L.J. 605, 611 1992-1993) Nevertheless, and after being denied authorization by a Pennsylvania Justice of the Peace, Prigg and Bemis took Margaret and the children (but not the husband) to Maryland where they were sold to a trader for shipment to the South. [read post]
2 Sep 2011, 7:34 pm
As we’ve discussed previously, we think that some of the major issues for managers going forward will be: Investment adviser registration for fund managers (state and SEC) Form PF (expected to be finalized sometime this year or the beginning of next year) Pay to Play FATCA issues for hedge funds Large Trader Reporting Definitional changes (Accredited Investor and Qualified Client) While we will be exploring these topics in greater depth over the coming months, the 100 Women in… [read post]
5 Jul 2011, 4:15 am
First Derivative Traders. [read post]
6 Oct 2011, 10:47 am
Comments have been received by environmental groups, major industry organizations, carbon-offset traders and other stakeholders. [read post]
1 Aug 2012, 2:30 am
Tamara de Silva is an independent trader and lawyer Footnotes: 1. [read post]
22 Jan 2015, 9:01 pm
Burns found most politicians to be transactional leaders, “a horse trader with his followers, offering jobs for votes, say, or support of important legislation in exchange for campaign contributions. [read post]
1 Jan 2023, 12:40 am
Attorney General’s Reference No. 1 of 2022 [2022] EWCA Crim 1259: A jury at Bristol Crown Court acquitted four protestors on charges of criminal damage after they had toppled a statue of slave-trader Edward Colston into Bristol Harbour. [read post]
30 Sep 2011, 7:20 am
§ 1818(b) (Consent Orders) Country Bank, Aledo, IL; FDIC-11-433b; Issued 8/17/11 – PDF State Bank of Herscher, Herscher, IL; FDIC-11-327b; Issued 8/3/11 – PDF Farmers’ and Traders’ State Bank, Shabbona, IL; FDIC-11-308b; Issued 8/31/11 – PDF State Central Bank, Keokuk, IA; FDIC-11-306b; Issued 8/24/11- PDF Hometown Community Bank, Cyrus, MN; FDIC-11-226b; Issued 8/8/11 – PDF Amalgamated Bank, New York, NY; FDIC-11-260b; Issued 8/31/11 – PDF… [read post]
21 Apr 2008, 9:05 pm
” Specifically, the complaint alleges that (a) that defendants failed to record losses on the deterioration in mortgage assets and collateralized debt obligations (“CDOs”) on Credit Suisse’s books caused by the high amount of non-collectible mortgages included in the portfolio; (b) that Credit Suisse’s internal controls were inadequate to ensure that losses on residential mortgage-related assets were accounted for properly; and (c) that Credit… [read post]
4 Jul 2011, 8:16 am
Today's "Tea Party" wasn't named for the tea-dumping patriots of Boston, but for some self-entitled commodities traders shrieking "losers! [read post]
7 Jan 2011, 4:23 pm
Until the well-intentioned folks in Congress, the US business community and elsewhere understand these very simple facts and begin to embrace a smarter trade marketing strategy, a majority of Americans will never buy what free traders are selling. [read post]
18 Aug 2023, 1:29 pm
But, per the Eleventh Circuit, Robinhood's contract with traders gave it the right to do exactly what it did. [read post]
12 Jan 2022, 5:42 am
It appears that rather than seeking to pursue claims on behalf of open market traders, this plaintiff is seeking to pursue claims only on behalf of investors who could have redeemed their shares in connection with the merger but who did not allegedly because of being misled by misrepresentations or omissions in the Proxy statement. [read post]
19 Jan 2011, 11:53 am
Consequently, a key challenge for the regulations will be to identify inventory levels that are appropriate to facilitate client-driven transactions but not to take prohibited proprietary risks.Regarding the hedging exception, federal regulators were advised to consider factors such as the nature of the risks being hedged; the extent to which banks measure, monitor and control risks at a portfolio level; the extent to which portfolio hedging is part of an entity‘s formal hedging strategy;… [read post]
7 Dec 2010, 3:07 pm
First Derivatives Traders, US Supreme Court, Docket No. 09-525.The Solicitor General and the SEC filed an amicus brief contending that an investment adviser to a family of funds could be primarily liable for alleged misleading statements in the funds’ prospectuses, since an investment adviser exercising day-to-day management over a mutual fund cannot be considered a secondary actor for Rule 10b-5 purposes like an accountant or attorney could be. [read post]
7 Jan 2022, 2:20 pm
Originally filed in 2019, the CFTC’s case alleged that Reynolds lured unsuspecting victims into handing over their bitcoin through social media posts promising guaranteed daily trading profits generated by a team of “expert” virtual currency traders. [read post]
7 Nov 2008, 10:51 am
They sell to traders and consolidators, who sell the raw heparin to companies like SPL that, purify it to produce the active ingredients. [read post]
13 Sep 2023, 6:06 am
For example, a high turnover ratio in a day trader’s account is meaningless, whereas the same turnover ratio in a retiree’s account may be considered churning. [read post]
1 Aug 2023, 6:06 am
Bill – “Cutting Edge Crypto” Bill was contacted over the phone by an online trader who “Specialized in binary options, cryptocurrency and forex trading. [read post]
