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14 Oct 2011, 6:14 am
Because the plaintiffs failed to provide the Court with information as to compensation specifics and what was specifically done in exchange for that payment, the Court could not evaluate whether a transaction is “so one sided that no business person of ordinary, sound judgment could conclude that the corporation has received adequate consideration. [read post]
14 Oct 2011, 6:12 am
Now contrast that with Richard Handler, who rang up a whopping $47 million last year just from his primary job as chairman and chief executive of the Jefferies Group (JEF), the investment bank with a $2.6-billion market capitalization. [read post]
13 Oct 2011, 9:11 pm
Some notables included:- 'If you can't afford to miss work to be here, you belong here'- 'Smash Corporate America and Capitalism'- 'Too many problems to fit on one sign'- 'War, economic crimes and the fight for socialism'The protesters weren't the only characters in the story. [read post]
13 Oct 2011, 6:16 pm
Kondauer Capital Corporation, a Minnesota couple's appeal to the Eighth U.S. [read post]
13 Oct 2011, 12:47 pm
As noticed in the earlier order, these kinds of transactions were evolved to avoid prohibitions/conditions regarding certain transfers, to avoid payment of stamp duty and registration charges on deeds of conveyance, to avoid payment of capital gains on transfers, to invest unaccounted money (`black money') and to avoid payment of `unearned increases' due to Development Authorities on transfer. [read post]
13 Oct 2011, 6:14 am
First, the Rule prohibits banks from owning or controlling hedge funds and private equity funds: a bank cannot own more than three percent of a hedge fund or private equity fund, and cannot invest more than three percent of its capital in such funds. [read post]
13 Oct 2011, 5:34 am
No private jet trips to the capital for them. [read post]
13 Oct 2011, 4:31 am
" FINRA expects each firm involved in a private placement to make its own filing; thus, there will be multiple filings for any offering where more than one FINRA member firm is involved. [read post]
13 Oct 2011, 3:00 am
Watching the diverse groups engaged in the Occupy Wall Street protests and seeing the range of issues around which the movements in Manhattan and other cities are galvanizing, one cannot but be reminded of the bestselling little French pamphlet now translated into English: Time for Outrage (indignez-Vous)! [read post]
12 Oct 2011, 3:53 pm
Key practice areas include corporate & commercial, banking & finance, investment funds, litigation & insolvency and private client... [read post]
Broad Definition of Ownership Interest in Proposed Volcker Regulations Would Exempt Carried Interest
12 Oct 2011, 11:59 am
Also, the banking entity cannot provide funds to the hedge fund in connection with acquiring or retaining this interest; and the interest cannot be transferable by the banking entity except to another affiliate or subsidiary.The proposed regulations thus permit a banking entity to receive an interest as performance compensation for services provided by it or one of its affiliates, subsidiaries, or employees to a covered fund, but only if the enumerated conditions… [read post]
12 Oct 2011, 10:48 am
One of the forms prescribed for the regulatory returns is Form 40, which is a revenue account in respect of the LTBF. [read post]
12 Oct 2011, 10:48 am
One of the forms prescribed for the regulatory returns is Form 40, which is a revenue account in respect of the LTBF. [read post]
12 Oct 2011, 10:37 am
Desert Capital. [read post]
12 Oct 2011, 10:31 am
Third, a banking entity may invest no more than 3 percent of its tier 1 capital in covered funds.Consistent with the statute, the proposed regulations require a banking entity to actively seek unaffiliated investors to ensure that the its investment conforms with the stated limits and reduce through redemption, sale, dilution, or other methods the aggregate amount and value of all ownership interests of the banking entity in a single fund held to an amount that… [read post]
12 Oct 2011, 7:40 am
He's a model because he's the one you served with? [read post]
12 Oct 2011, 7:24 am
One big bank, J.P. [read post]
12 Oct 2011, 2:08 am
Few points normally raised in a proceeding under section 397/398 of the Companies Act, 1956 are as follows: For majority: 1.The majority would be taking an argument that the petition under section 399 of the Companies Act, 1956 is not maintainable and this will come where the minority alleges ‘oppression’ like issuance of further share-capital resulting a group’s holding go below 10% of the share-capital. [read post]
11 Oct 2011, 7:15 pm
I'm kind of shocked that anyone would suggest a repeat of regulatory goodwill, which is generally seen as one of the most misguided bank regulatory moves. [read post]
11 Oct 2011, 2:07 pm
In his investment banking career, Revis periodically worked with individuals establishing clean energy companies. [read post]
