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25 May 2011, 6:28 am by Kara OBrien
The Dodd-Frank Act has dramatically changed the role of credit rating agencies. [read post]
3 Jan 2011, 6:00 am by Kara OBrien
The following memo was sent in by our friends at Sullivan & Cromwell: The CFTC and SEC have issued a joint release[1] proposing rules to define further certain terms in the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) relating to swap dealers, security-based swap dealers, major swap participants, major security-based swap participants and eligible contract participants, and proposing interpretive guidance with respect to those… [read post]
13 Oct 2019, 10:05 am by JB
For the Symposium on Mary Anne Franks, The Cult of the Constitution (Stanford University Press, 2019).In her new book, The Cult of the Constitution, Mary Anne Franks argues that the Constitution is a document of white male supremacy. [read post]
1 Jul 2015, 6:10 pm by Sabrina I. Pacifici
This number will be the measure of aggregate consolidated liabilities for the purposes of section 622 of the Dodd-Frank Act from July 1, 2015 through June 30, 2016. [read post]
29 Aug 2012, 8:25 am by Elan Mendel
Wall Street Granted an ExtensionThe CFTC granted Wall Street a short extension on Monday, as federal regulators move to discretely postpone a set of Dodd Frank rules. [read post]
27 Mar 2017, 5:58 am
In the Dodd-Frank Act legislation after the 2008 Financial Crisis, the inclusion of shareholder SOP voting was driven by bipartisan Congressional support to “control executive compensation…” at corporations. [read post]
10 Sep 2023, 9:10 pm by Meredith Ervine
After reminding companies that issuers must adopt a Dodd-Frank clawback policy no later than December 1st, NYSE noted that it is also requiring each listed issuer to confirm via Listing Manager either that it adopted a policy by that date or that it is relying on an applicable exemption. [read post]
13 Feb 2008, 10:27 am
  Among other pieces are an article co-authored by ELSBlog editors Jason Czarnezki and Bill Ford, along with Lori Ringhand, entitled An Empirical Analysis of the Confirmation Hearings of the Justices of the Rehnquist Natural Court, and Warren Court Precedents in the Rehnquist Court by Frank Cross (another ELSBlog editor), Thomas Smith, and Antonio Tomarchio. [read post]
20 Oct 2010, 10:10 pm by Walter Olson
But Ted Frank explains why creating a new entitlement to taxpayer-paid civil lawyers is a bad idea [New York Daily News, PoL]: As any economist would tell you, if you lower the price of something, you get more demand for it. [read post]
16 Nov 2016, 11:51 am by Jillian Beck
Top: State Bar President Frank Stevenson (left) and Baylor Law School Dean Brad Toben at the Veterans Day luncheon. [read post]
10 Jan 2011, 1:20 pm
Frank Yarborough, 41, was killed in a hit-and-run accident after his motorcycle was struck by a big rig the night of January 7, 2011. [read post]
19 Nov 2010, 7:53 am by admin
Established in July under the Dodd-Frank Act, the SEC whistleblower reward program requires the SEC to reward whistleblowers up to 30% for information regarding fraud that leads to a recovery exceeding $1 million. [read post]
26 Nov 2014, 6:42 pm by Robert B. Lamm
”), I questioned statements by SEC Chair White that the remaining corporate governance rulemakings under Dodd-Frank would be out by year-end. [read post]
28 Jun 2011, 8:52 am by lawyer
If Selig is successful the MLB would be taking control of the team McCourt in Court The Dodgers owner Frank McCourt is currently fighting four different legal battles. [read post]
12 Nov 2010, 7:24 am by James Hamilton
While the methodology in the article could be applied to the proprietary trading ban in Section 619 of Dodd-Frank, said the professor, it should not be viewed as a substitute for a comprehensive approach to implementing the Volcker Rule. [read post]
7 Mar 2018, 1:32 pm by Aaron Jordan
Because environmental laws, worker protections, and other financial regulation provisions mirror Dodd-Frank, these provisions will now also fail to protect internal whistleblowers. [read post]
15 Nov 2011, 8:35 pm by eithurburn@getnicklaw.com
The SEC has released its first annual report on the Dodd-Frank whistleblower program. [read post]
19 Sep 2011, 11:34 am by Matthew Huisman
At the agency, Brigagliano was involved in rulemaking initiatives for implementing the newly enacted Dodd-Frank Act and with the agency’s response to the 2008 financial crisis. [read post]
19 Dec 2016, 3:07 am by Walter Olson
John Cochrane and Stephen Bainbridge on Dodd-Frank reform in a new administration; Gift of insider information to friends or family is insider trading, rules SCOTUS in Salman v. [read post]