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20 Oct 2010, 6:00 am
The Dodd-Frank Act also specifies that a state securities commissioner is a non-voting member of the FSOC. [read post]
6 Nov 2019, 11:32 am
RD Legal, the CFPB and NYAG appealed to the Second Circuit from the district court’s decision holding the CFPB’s structure is unconstitutional and striking all of Title 10 of Dodd-Frank. [read post]
20 May 2011, 2:05 pm
The Frank C. [read post]
14 May 2012, 1:50 pm
At his current post Krimminger was a main legal and policy adviser in the implementation of the regulatory and policy parts of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
6 Feb 2017, 6:38 am
He signed an executive order that will set in motion a comprehensive review of all financial regulatory requirements—including but not limited to those resulting from Dodd-Frank—and he issued a memorandum to the U.S. [read post]
25 Aug 2009, 10:42 am
Frank Baum's classic The Wizard of Oz and its iconic characters on popular culture. [read post]
7 Nov 2014, 5:16 am
Steve Bainbridge has a wish list for reforms to financial and securities law in the new Congress, especially the damaging Dodd-Frank and Sarbanes-Oxley laws. [read post]
21 Jul 2010, 8:53 am
If a large financial institution should ever fail, Dodd-Frank provides for a winding down without endangering the broader economy. [read post]
13 Dec 2018, 12:43 pm
The Dodd-Frank Act requires the Ombudsman to prepare an annual report “that describes the activities, and evaluates the effectiveness of the Ombudsman during the preceding year. [read post]
18 Aug 2011, 8:32 am
The whistleblower program is not the only aspect of Dodd-Frank regulations being eyed by banks and corporations. [read post]
18 Mar 2020, 1:16 pm
Frank LaRose, in his official capacity as Ohio Secretary of State, requesting that a writ of prohibition be issued to prevent Respondent Ohio Secretary of State Frank LaRose from setting the date of Ohio’s 2020 presidential primary election. [read post]
21 Oct 2008, 7:24 am
Here's Frank Quintero, the defense lawyer for one of the acquitted defendants:But while the physician and nurse were found guilty by the federal jury, Beatriz Delgado, a receptionist, and Angel Rodriguez, a medical assistant, were acquitted.''There's no question that Medicare fraud is a huge problem in South Florida, but you cannot claim that everybody who is working in a clinic is part of that fraud,'' said attorney Frank Quintero, who represented… [read post]
25 May 2015, 3:26 pm
” In March 2015, the CFPB delivered to Congress the final results of its empirical study of consumer arbitration as mandated by Section 1028 of the Dodd-Frank Act. [read post]
THIS MUST BE MORE OF THAT “SMART DIPLOMACY” I WAS TOLD ABOUT: Obama Administration Distances Self F…
5 Feb 2011, 5:44 pm
UPDATE: A reader points out that Frank Wisner was vice-chairman of AIG. [read post]
2 Jul 2015, 6:09 am
On April 29, 2015, the SEC released proposed rules on public company pay‐for‐performance disclosure mandated under the Dodd‐Frank Act. [read post]
4 Nov 2009, 9:14 am
Harris dialogue to point you to this letter from Barney Frank updating everyone on where the derivatives regulation legislation stands. [read post]
29 Nov 2007, 5:38 pm
"They seem to be naming storms a lot more than they used to," said Frank, who directed the hurricane center from 1974 to 1987 and is now chief meteorologist for KHOU-TV. [read post]
31 Oct 2010, 1:30 pm
The recently enacted Dodd-Frank Act eliminates an exemption that family offices used to rely on to avoid registration under the Advisers Act. [read post]
7 Mar 2005, 7:39 pm
Franks, won the Best Brief award, and Mr. [read post]
23 Mar 2014, 7:18 pm
Amy Heart and Frank Remington will argue in the Trial Courtroom. [read post]
