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16 Jul 2019, 10:18 am
This case is a reminder for investment advisers to only use soft-dollar credit to pay for disclosed expenses. [read post]
16 Jul 2019, 8:49 am
On 2/20/2019, First Financial Equity Corporation discharged High for “violations of firm policies. [read post]
16 Jul 2019, 4:00 am
Focus on the best investments of time. [read post]
15 Jul 2019, 7:58 pm
This may be because Apple recognizes that music helped save its ass from financial ruin 20 years ago. [read post]
15 Jul 2019, 9:01 am
Meantime, broker-dealers and their registered representatives reportedly continued to sell the YES Strategy to clients, even after, according to Seeking Alpha, some investors lost over 20% on their portfolios in the wake of the year-end volatility. [read post]
15 Jul 2019, 8:09 am
Technology transfer in the university context has emerged as significant policy issue with governments seeking to maximize the benefits of public investment in research at Canadian universities. [read post]
15 Jul 2019, 7:27 am
" In April, the SEC issued a framework describing the factors SEC staff consider in determining whether a token is an investment contract and, thus, a security. [read post]
15 Jul 2019, 1:41 am
Expats may also have to report any foreign bank accounts, investments, financial assets, and business interests that they may have. [read post]
15 Jul 2019, 1:00 am
Micula & Ors v Romania, heard 18-20 Jun 2019. [read post]
14 Jul 2019, 8:58 pm
… Congestion and accidents became a significant problem on North American roads that were crowded with more than 20 million horses. [read post]
14 Jul 2019, 2:47 pm
§ 214.2(e)(19), (e)(20). [read post]
13 Jul 2019, 2:16 pm
The case was terminated on Aug. 20. [read post]
12 Jul 2019, 8:00 am
The following is a summary of important tax developments that have occurred in April, May, and June of 2019 that may affect you, your family, your investments, and your livelihood. [read post]
12 Jul 2019, 3:00 am
” She left after 20 years for stints at Qwest and Verizon, before returning as chief executive nine years ago. [read post]
11 Jul 2019, 8:00 am
For example, the rate for international investment managers has increased from 0.275 to 1.8 percent, and the rate that applies to travel agents and tour operators has increased to 0.9 percent.[3] Much more significant increases are slated for January 1, 2020. [read post]
10 Jul 2019, 6:32 am
(c) 4.50% 36 1.90% 6.40% 31 4.50% Tenn. 7.00% 2 2.47% 9.47% 1 2.75% Tex. 6.25% 13 1.94% 8.19% 12 2.00% Utah (b) 6.10% 16 1.068% 7.168% 20 2.95% Vt. 6.00% 17 0.22% 6.22% 36 1.00% Va. [read post]
9 Jul 2019, 3:50 am
Specifically, the commissioner observed: The proposal assumes that law is more important than market dynamics in driving demand for investment products. [read post]
9 Jul 2019, 2:03 am
An organization that invests in its employees will offer major growth opportunities for women, especially Gen Z. [read post]
9 Jul 2019, 2:00 am
With over 20 years of experience, Lisa has dedicated her career to helping organizations with the mechanics of leadership, human performance, and systems of collaboration. [read post]
9 Jul 2019, 2:00 am
According to “The State of the American Workplace” report by Gallup, employees who are engaged are more likely to improve customer relationships, with a resulting 20% increase in sales. [read post]
