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13 Apr 2021, 8:45 pm
Part 12B of the Financial Services and Markets Act 2000 requires certain parent financial holding companies and parent mixed financial holding companies established in the UK to apply to the PRA for approval or exemption from the new requirement to be approved. [read post]
13 May 2010, 8:46 am
" The conference will discuss how the financial crisis has affected the access to financial services for the most vulnerable citizens. [read post]
8 Jul 2008, 4:39 am
CentreDaily reports: Financial services firm Edward Jones has acquired a license to utilize six of DataTreasury's financial transaction patents on a worldwide basis. [read post]
30 Jun 2020, 10:00 pm
This Guidance supplements—but does not replace—the December 3, 2019 interagency statement on providing financial services to customers engaged in hemp-related businesses. [read post]
31 Mar 2000, 10:00 pm
Privacy of consumer financial information has drawn a great deal of attention since the issue surfaced as one of the final controversial items to be resolved in the development of the financial services reform legislation, which resulted in the Gramm-Leach-Bliley Act of 1999 (the “Act”). [read post]
14 Jan 2021, 10:00 pm
The Consumer Financial Protection Bureau (Bureau or CFPB) on January 13 issued a Statement Regarding the Provision of Financial Products and Services to Consumers with Limited English Proficiency (Statement), which is intended to provide compliance principles and guidelines to inform and assist financial institutions in their decisionmaking related to serving limited English proficiency (LEP) consumers in non-English languages. [read post]
23 Feb 2015, 2:15 pm
Stifel Financial Corp. is buying rival financial services firm Sterne Agee for $150 million in its latest deal. [read post]
7 Feb 2020, 8:08 pm
Gregory Derwart, chief operating officer for Maller Wealth Advisors, a full-service financial planning and investment management company, became a financial paraplanner qualified professional. [read post]
13 Nov 2014, 10:00 am
Government Accountability Office, IRS's Fiscal Years 2014 and 2013 Financial Statements (GAO-15-173): In GAO's opinion, the Internal Revenue Service's (IRS) fiscal years 2014 and 2013 financial statements are fairly presented in all material respects. [read post]
18 Jan 2008, 12:56 pm
A downgrade of bond insurer Ambac Financial Group is likely to have far-reaching effects, making it more difficult for cities to issue new bonds and forcing further write-downs at financial services companies, analysts said Friday. [read post]
30 Jun 2020, 10:00 pm
This Guidance supplements—but does not replace—the December 3, 2019 interagency statement on providing financial services to customers engaged in hemp-related businesses. [read post]
17 Mar 2008, 6:30 am
Healy, as a senior adviser for potential deals primarily in the financial services sector. [read post]
30 Sep 2024, 6:33 am
The report identifies trends in complaints, highlights financial services issues impacting servicemembers and veterans, and offers recommendations to improve financial protections for the military community.... [read post]
4 Dec 2009, 4:18 am
Latest Version: House Bill on Financial Reforms We finally have the various pieces of the reform bills separately passed by the House Financial Services Committee rolled into one document, HR 4173 - "The Wall Street Reform & Consumer Protection Act of 2009" - as the Committee passed the last piece of it on Wednesday. [read post]
12 Apr 2024, 6:18 am
This task force would support the AI Safety Institute in developing guidelines, tools, and best practices for regulating AI in the financial services industry. [read post]
8 Jun 2007, 1:34 pm
As Deepak previously reported, yesterday the Financial Institutions and Consumer Credit Subcommittee of the House Committee on Financial Services held a hearing regarding credit card practices. [read post]
22 Sep 2010, 2:58 am
(NHAF), Worthington, Ohio, and Stephens Investment & Financial Services dba Lifeline Financial Legal Home Solutions, Fort Lauderdale, Florida, have been sued by Ohio Attorney General Richard Cordray in Franklin County, Ohio, Common Pleas Court. [read post]
29 Aug 2023, 8:33 am
This reflects the removal by the Financial Services and Markets Act 2023 of Article 5 of the UK Markets in Financial Instruments Regulation (UK MiFIR), which contained provisions on the DVC mechanism. [read post]
9 Jul 2020, 4:52 am
When the Financial Sector Regulation Act (FSRA) was introduced in 2018, the FSCA was tasked with regulating and supervising the way banks conduct themselves in relation to the provision of financial products and services to customers. [read post]
14 Jan 2022, 7:24 am
On 12 January 2022, the Financial Ombudsman Service published a letter (dated 17 December 2021) containing its responses to a series of questions it had received from the House of Commons’ Treasury Committee on its Action Plan. [read post]
