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10 Mar 2010, 5:30 am
The Delaware Chancery Court determined Feb. 26 that it has personal jurisdiction over a Singapore -based manager of Delaware limited liability companies under Section 18-109 of the Delaware Limited Liability Company Act (PT China LLC v. [read post]
11 Jun 2007, 2:39 am
Gary Hanson was reportedly the plant manager at that ethanol facility and had e-mailed company documents to his girlfriend prior to taking another position with a different ethanol manufacturer in Colorado. [read post]
22 Jan 2010, 6:31 pm
Click here to read the full article, “National Dental Management Company Pays $24 Million to Resolve Fraud Allegations" [read post]
12 Sep 2009, 12:51 pm
(f) The client entering into the contract must be either of the following: (1) A natural person or a company who immediately after entering into the contract has at least five hundred thousand dollars ($500,000) under the management of the investment adviser. (2) A person who the investment adviser and its investment adviser representatives reasonably believe, immediately before entering into the contract, is a natural person or a company whose net worth, at the time the… [read post]
18 Jun 2007, 6:06 am
Scipio has been very active in trying to hold Overstock management accountable. [read post]
28 Dec 2007, 12:41 pm
And, even though she was supervised by someone else and was required to follow policies set by Speedway’s management, the manager still exercised everyday discretion in how she performed her duties.The court also focused on the relative importance of her managerial and non-managerial job duties to the company. [read post]
12 Sep 2023, 8:59 am
She came into that role following a period in which the company saw significant growth, fueled in part by a series of some 17 acquisitions, through which the company expanded from a primary focus on document technology into such areas as contract review, transaction management, firm intelligence, talent management, governance, and more. [read post]
28 Feb 2008, 11:06 am
The draft regulations will align the treatment of registered schemes with the treatment of public companies in relation to the member reporting requirements amendments introduced in the Corporations Amendment Regulations 2007 (No. 5). [read post]
3 Oct 2023, 3:15 am
− Other complicating factors: any allegations against management, conduct the company has a duty to report and the potential for financial restatements. [read post]
2 Feb 2019, 7:11 am
A coalition of institutional investors with $3.3 trillion in assets under management and advisement identified best practices for pay ratio disclosure in a letter to S&P 500 index companies. 2018 is the first year in which publicly traded U.S. companies are required to report the ratio of pay between the CEO and the median worker. [read post]
21 Feb 2019, 11:49 am
Atria will acquire 100% of NEXT and all of its sister companies, NEXT Financial Insurance Services Company and Visionary Asset Management Inc. [read post]
28 Nov 2007, 1:14 pm
In a new study on management turnover rates, two researchers, Anup Agrawal and Tommy Cooper, found a 10% difference in the adjusted turnover rate for chief financial officers at companies that restated, compared to CFOs at non-restating companies. [read post]
3 May 2023, 8:46 am
., companies). [read post]
12 May 2017, 6:10 am
SeventySix Capital has recognized that athletes’ interest in this area has expanded and therefore has partnered with sports marketing and management agency Rubicon Talent to acquire an equity stake in the companies and products that Rubicon’s athletes agree to represent (think: rap artist 50 Cent’s deal with Vitamin Water). [read post]
12 Jun 2019, 10:30 am
In continued enforcement of the Consumer Review Fairness Act (CRFA), the Federal Trade Commission entered consent decrees against two rental management companies that mandated non-disparaging reviews in their consumer contracts. [read post]
20 Sep 2009, 8:52 pm
In a column in the Business Standard, Nitin Desai argues that the current ecosystem in India provides greater benefits to corporate control, resulting in a number of large Indian companies being managed by the promoter-owners. [read post]
11 Mar 2014, 8:48 am
Second, they should train managers and HR professionals to identify SOX complaints and refer them to responsible company officials for investigation. [read post]
2 Mar 2022, 8:08 am
The management and daily business operations, including both long-term decisions and day-to-day management, must be controlled and conducted by one or more service-disabled veterans. 13 C.F.R. [read post]
8 Apr 2008, 10:45 am
Maybe so much of the Sarbanes Oxley legistlation has been to simply bring US filers up to par with governance and risk management practices that have been maturing around the globe.Standard and Poor's, one of the leading credit rating agencies for capital markets, has begun their analysis of incorporating enterprise risk management (ERM) practices into credit rating - in Australian and New Zealand companies (with one of the longest lived bodies of risk… [read post]
26 Jul 2009, 7:42 pm
., a unit of Regions Financial, Morgan Asset Management and three employees each received a “Wells” notice from the SEC, the company stated in an SEC filing by Regions on July 9. [read post]
