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20 Nov 2017, 8:01 pm by Jon Katz
Beyond the benefits listed earlier in this article, a defense victory at the preliminary hearing gives the prosecutor a chance to think twice about whether the case is worth prosecuting further, and also provides the prosecutor cover for not proceeding further with a criminal case that the prosecutor does not think should be prosecuted any further. [read post]
20 Nov 2017, 12:08 pm by Renae Lloyd
The firm was censured and required to provide FINRA with a remediation plan for eligible customers for mutual fund sales-charge waivers. [read post]
20 Nov 2017, 5:25 am by Joy Waltemath
And in fulfilling the duty to provide zealous representation, VisionAid’s personal attorney can make sure no one devalues the counterclaim. [read post]
16 Nov 2017, 3:38 am by Nate Nead
” In the regulated financial services world, investment bankers are required to following “Know Your Customer” or KYC rules, so as not to provide investing advice to products unsuited for various investor types. [read post]
15 Nov 2017, 12:48 pm by Evan Schwartz
  The last thing that is a particular favorite of Northwestern Mutual is the field interview. [read post]
15 Nov 2017, 11:50 am by umbrella
He needed to show only a prima facie basis for entitlement (i.e. provide sufficient evidence that raised a presumption of entitlement to support). [read post]
15 Nov 2017, 11:50 am by umbrella
He needed to show only a prima facie basis for entitlement (i.e. provide sufficient evidence that raised a presumption of entitlement to support). [read post]
15 Nov 2017, 6:48 am by Renae Lloyd
The firm was censured and required to provide FINRA with a remediation plan to remediate eligible customers who qualified for, but did not receive, an applicable mutual fund sales-charge waiver. [read post]
15 Nov 2017, 6:31 am
I am delighted to be able to post here the text of Professor Tong Zhiwei's Concluding remarks at the joint seminar of the Chinese Constitutional Law and Criminal Procedure Law Society [在中国宪法学和刑诉法学会联合研讨会上的总结发言] which were delivered 15 November 2017.Entitled… [read post]
15 Nov 2017, 5:00 am
Often in cases when two spouses are unable to mutually agree to the terms of their divorce, the decision making is turned over to the judge. [read post]
14 Nov 2017, 3:27 am by Kevin LaCroix
  PART TWO: ICOs AND SECURITIES REGULATION   ICOs provide a virtual drivers end film of possible securities law violations, raising legal questions and regulatory issues from every angle. [read post]
10 Nov 2017, 5:29 am by Chris Seaton
My esteemed opponent has in the past countered my arguments with the statement that I refuse to provide a solution to the issue debated. [read post]
9 Nov 2017, 9:01 pm by Tamar Frankel
Professor Tamar Frankel writes and teaches in the areas of fiduciary law, corporate governance, mutual funds and the regulation of the financial system. [read post]
8 Nov 2017, 11:57 pm by Grace Yang
So in this situation as well, the safer path is usually to enter into a mutual termination agreement with the employee and provide the employee with at least the statutory minimum severance. [read post]
8 Nov 2017, 12:28 pm
Naturally, there are some caveats and potential tax implications, but it's a reasonably effective answer to the viatical issue.Illinois Mutual has provided a helpful primer ion how they work:Thanks, IM! [read post]
8 Nov 2017, 7:23 am by Renae Lloyd
This may provide some brokers with enough incentive to push the product to unsuspecting investors. [read post]