Search for: "SECURITIES CORP." Results 5961 - 5980 of 11,585
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30 Jun 2014, 8:58 am by Nicholas Gebelt
(2) For the purposes of this subsection, a transfer includes a transfer made in anticipation of any money judgment, settlement, civil penalty, equitable order, or criminal fine incurred by, or which the debtor believed would be incurred by — (A) any violation of the securities laws (as defined in section 3(a)(47) of the Securities Exchange Act of 1934 (15 U.S.C. 78c (a)(47))), any State securities laws, or any regulation or order issued under Federal… [read post]
26 Jun 2014, 4:33 am by David DePaolo
., Safety National Casualty Corp. and Great American Security Insurance Co. [read post]
26 Jun 2014, 2:57 am by Broc Romanek
In his blog entitled “Notes From The 2114 Securities Law Conference,” Keith Bishop looks through the crystal ball to make fun of what the securities laws might look like in 100 years. [read post]
25 Jun 2014, 1:30 pm by D. Daxton White
According to his FINRA Broker Report, Talley was registered with Fifth Third Securities from September 2009 through May 2012 and with Chase Investment Services Corp. from January 2008 through March 2009. [read post]
25 Jun 2014, 1:14 pm by D. Daxton White
According to his FINRA Broker Report, Cortez was registered with Chase Investment Services Corp from May 2002 through February 2012. [read post]
25 Jun 2014, 12:14 pm by Joe Mullin
TQP has been arguing for years that using Secure Sockets Layer (SSL) or Transport Layer Security (TLS) combined with the RC4 encryption cipher infringes its patent. [read post]
25 Jun 2014, 6:57 am by Adam Weinstein
The couple filed an arbitration claim against First Allied Securities Inc., the firm that Lucia was associated with. [read post]
24 Jun 2014, 5:52 pm by Colin O'Keefe
CLS Bank Undermines The USPTO Subject Matter Eligibility Guidance – Washington, DC lawyer Courtenay Brinckerhoff of Foley & Lardner on the firm’s blog, PharmaPatents Securities Fraud Class Actions Survive Thanks to Stare Decisis -West Palm Beach attorney Dan Bushell on his blog, the Florida Appellate Review For more of the best, check out LXBN, a complete review of the top insight and commentary across the LexBlog Network. [read post]
24 Jun 2014, 9:45 am by Kent Berk
  The case, which can be found in full here, Southwest Non-Profit Housing Corp. v. [read post]
23 Jun 2014, 1:13 pm by Karen Terry
” The New York City-based corporation is taking steps to combat the crush of counterfeits and is working with Microsoft Corp. to bust businesses cropping up on online pharmacies. [read post]
23 Jun 2014, 7:47 am by Adam Weinstein
One broker with AIG company, FSC Securities Corp., allegedly cold-called employees of UPS according to a June 2013 complaint. [read post]
22 Jun 2014, 9:55 am by Chris Jaglowitz
Warring parties both sat on condo bd. http://canlii.ca/t/g2fqc  ONSC: Shared facility case with 1 issue within arbitrator’s jurisdiction to proceed; arbitrator to decide abt others. http://canlii.ca/t/g2kbz  MBQB: Condo’s claims vs. developer’s architect for pure economic losses may proceed, but all other claims dismissed. canlii.ca/t/g2mxb ONSC: Developer’s delay in xferring shared facilities to condo corps as per disclosure docs not oppressive or unfair.… [read post]