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22 Apr 2024, 5:00 am by Bernard Bell
Trump, 928 F. 3d 226 (2d Cir. 2019), vacated as moot sub nom, Biden v. [read post]
18 Apr 2024, 6:47 pm by Mark Ashton
Planet 947 F3d  581, 590 (9th Cir. 2020); Publicker Industries v. [read post]
The Staff also discussed the investment adviser sweep related to the SEC’s amended Marketing Rule (Rule 206(4)-1 under the Investment Advisers Act of 1940).[2] Director Shah emphasized the timing of the sweep, occurring one year after the Rule’s compliance date, and the hope that this would prompt other investment advisers to review their policies and procedures and come within compliance of the new rule. [read post]
10 Apr 2024, 2:01 pm
In the old days, we'd know full well when those 30 days started running: from the filing date (i.e., delivery to the Clerk). [read post]