Search for: "2013 ATTORNEY REGISTRATIONS"
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13 Apr 2023, 1:32 pm
December 2013 – Sterne Agee was fined $75,000 for supervisory system failures and other industry violations. [read post]
11 Apr 2023, 2:11 pm
First, the Department already requires claimants to do this registration. [read post]
5 Apr 2023, 7:14 pm
To use BrokerCheck, simply enter the name or registration number of a broker or firm in the search box on the FINRA website. [read post]
31 Mar 2023, 3:55 pm
Our team of highly experienced voting rights attorneys have stopped discriminatory elections in Hawaii, and cleaned up voter rolls in California, Ohio, Indiana, and Kentucky, among other achievements. [read post]
30 Mar 2023, 5:00 am
§ 504, attorneys’ fees and costs, and pre and post judgement interest. [read post]
27 Mar 2023, 9:01 pm
Instead, only those shares that do not qualify for an exemption are registered for resale under the registration statement; existing shareholders may publicly sell unregistered shares pursuant to an exemption from registration. [read post]
27 Mar 2023, 8:09 pm
The firm allegedly permitted control persons to sell unregistered securities through firm accounts, and the sales were not made in compliance with any applicable exemption from registration. [read post]
25 Feb 2023, 6:50 pm
Irving John Selikoff is listed in the UK, Medical and Dental Students Registers, 1882-1937, registration date December 28, 1936, in Scotland. 1936. [read post]
8 Feb 2023, 5:16 am
Defense attorney Pattis at one point called the voir dire “an unendurable farce,” though he later apologized for the remark. [read post]
6 Feb 2023, 8:56 pm
In this video attorney Jacob Sapochnick, brings you the latest updates regarding the rates of immigrant and non-immigrant visa approvals at U.S. [read post]
15 Nov 2022, 12:25 pm
The same extension applies to beneficiaries from Haiti and Sudan who are also subject to those litigations and were part of the 2011 designation for Haiti and the 2013 TPS designation for Sudan. [read post]
28 Oct 2022, 4:00 am
Prosecutors accused Baker of bribing former Faulkner County Circuit Court Judge Michael Maggio in 2013 as part of a scheme to get Maggio to lower a financial judgment against Greenbrier Nursing and Rehabilitation Center. [read post]
7 Oct 2022, 4:00 am
Rhodes’ defense attorney Philip Linder said Oath Keepers came to Washington as “peacekeeping” security guards, believing then-President Trump could invoke the Insurrection Act to mobilize private militias, put down riots, and remain in power. [read post]
30 Sep 2022, 6:47 am
Seijas worked for Wells Fargo Clearing Services from March of 2013 through March of 2019, when he voluntarily resigned. [read post]
12 Sep 2022, 3:48 am
Chesapeake Marine Tours Inc., 107 USPQ2d 1750, 1765 (TTAB 2013), aff’d mem., 565 F. [read post]
2 Sep 2022, 6:54 am
Parakhnevich was issued a $7,500 fine along with all his registration capacities being suspended for forty-five days. [read post]
31 Aug 2022, 9:01 pm
The a2 Milk shareholder class action alleges the Company with breaches of the Financial Markets Conduct Act 2013 and Fair Trading Act 1986. [read post]
22 Aug 2022, 6:12 am
The employer produced business entity registrations and insurance certificates as evidence that the eleven workers at issue in the appeal had independently-established businesses. [read post]
21 Aug 2022, 5:06 am
Government).[7] Investigations and legislative work beginning in 1934, culminated in congressional enactment of the Foreign Agents Registration Act of 1938, Pub. [read post]
19 Aug 2022, 4:00 am
Because of that responsibility, there will likely be litigation over the scope of the subpoena and over how executive and attorney-client privileges may limit Herschmann’s ability to comply. [read post]
