Search for: "ACTIVE STOCK FUND E" Results 41 - 60 of 681
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12 Sep 2023, 9:01 pm by renholding
We are seeking to harmonize the minimum price increment where stocks can be quoted and transacted as well as lower these minimum increments across the markets.[12] Lastly, we put out a proposal to bring greater competition for a segment of the market related to individual investors’ marketable orders.[13] Private Funds Last month, we finalized a rule that, among other things, will require private fund advisers registered with the Commission to provide detailed… [read post]
1 Sep 2023, 6:30 am
Evidence from a Natural Experiment Posted by Hwanki Brian Kim (Baylor University), Woojin Kim (Seoul National University), and Mathias Kronlund (Tulane University), on Tuesday, August 29, 2023 Tags: Corporate cash, investments, natural experiment, payout policy, tax, tax reform, wages Dealing with Activist Hedge Funds and Other Activist Investors Posted by Martin Lipton, Wachtell Lipton Rosen & Katz, on Tuesday, August 29, 2023 Tags: activist investors, Asset Managers, Mergers… [read post]
1 Sep 2023, 6:30 am
Evidence from a Natural Experiment Posted by Hwanki Brian Kim (Baylor University), Woojin Kim (Seoul National University), and Mathias Kronlund (Tulane University), on Tuesday, August 29, 2023 Tags: Corporate cash, investments, natural experiment, payout policy, tax, tax reform, wages Dealing with Activist Hedge Funds and Other Activist Investors Posted by Martin Lipton, Wachtell Lipton Rosen & Katz, on Tuesday, August 29, 2023 Tags: activist investors, Asset Managers, Mergers… [read post]
29 Aug 2023, 6:32 am
A Flesh-and-Blood Perspective on Hedge Fund Activism and Our Strange Corporate Governance System (discussed on the Forum here) by Frankl and Kushner Leo E. [read post]
29 Aug 2023, 6:32 am
A Flesh-and-Blood Perspective on Hedge Fund Activism and Our Strange Corporate Governance System (discussed on the Forum here) by Frankl and Kushner Leo E. [read post]
16 Aug 2023, 10:52 am by Kevin LaCroix
[vii] The SEC claimed that Jarkesy, along with his advisory firm Patriot28, LLC, made false representations to their investors, including falsely advising that a prominent accounting firm and investment bank served as the funds’ auditor and broker, respectively, and misrepresenting the funds’ investment strategies and overvaluing the funds’ holdings. [read post]
9 Aug 2023, 9:01 pm by renholding
This would go beyond mere calculation of capital and include also include creating new securitization structures, issuing new types of capital instruments, and identifying alternative funding sources.6 The Capital Proposal’s increases in capital requirements would also increase the costs of bank lending and trading activities, driving some of these activities to nonbank financial institutions, or increasing the costs for customers and counterparties in the Main… [read post]
20 Jul 2023, 3:45 am by Jacob Wirz
If Congress wants a certain level of competent agency activity, then it will want the agency to have commensurate staff, funding, etc. [read post]
9 Jul 2023, 9:05 pm by renholding
For any given proposal, a fund family could have multiple funds holding stock in the firm, each with varying numbers of votes based on their respective holdings. [read post]
7 Jul 2023, 1:24 pm by The White Law Group
    Wells Fargo Broker Pleads Guilty to Fraud  February 2023 – Former Wells Fargo broker Mario E. [read post]