Search for: "AMENDMENT TO RULES FOR MANAGEMENT OF COURT FUND"
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12 Jul 2013, 6:00 pm
” The persons covered by the rule are the issuer, including its predecessors and affiliated issuers, as well as: Directors and certain officers, general partners, and managing members of the issuer; 20% beneficial owners of the issuer; Promoters; Investment managers and principals of pooled investment funds; and People compensated for soliciting investors as well as the general partners, directors, officers, and managing members of… [read post]
24 Sep 2013, 2:01 am
In Trezziova, investors in a number of funds (the Thema International Fund PLC [], the Herald LUX Fund, and the Primeo Select Fund and Primeo Executive Funds) sued those funds (and their managing banks and investment firms) for placing money with the notorious Bernie Madoff. [read post]
10 Mar 2017, 3:59 pm
The court of appeal disagreed with the analysis in the FTB’s ruling and noted that the ruling contradicted a position previously taken by the FTB in Technical Advice Memorandum No. 200658 (Dec. 22, 2000) (TAM) [2000 Cal. [read post]
10 Mar 2017, 3:59 pm
The court of appeal disagreed with the analysis in the FTB’s ruling and noted that the ruling contradicted a position previously taken by the FTB in Technical Advice Memorandum No. 200658 (Dec. 22, 2000) (TAM) [2000 Cal. [read post]
19 Jan 2021, 12:54 pm
Last week, the Supreme Court heard oral argument in AMG Capital Management v. [read post]
8 Mar 2011, 1:59 pm
The SEC reviewed and amended its custody rule effective December 30, 2009. [read post]
4 Aug 2023, 11:04 am
The Commission charged hedge fund adviser Gregory Lemelson and his investment advisory firm, Lemelson Capital Management, with scheming to drive down the price of a pharmaceutical company's stock. [read post]
13 Sep 2016, 4:57 am
The SEC first brought administrative proceedings against Tilton and her Patriarch affiliates, which specialize in restructuring distressed companies, in March 2015, alleging that they provided false and misleading information and engaged in a deceptive scheme regarding three collateralized loan obligation funds that they managed (the Zohar Funds). [read post]
26 Jan 2017, 4:17 pm
Following a comment period, the Court elected not to adopt the draft proposed Rule revision but instead amended the Standing Order, and to require disclosure only in class action lawsuits. [read post]
23 Jan 2010, 11:38 am
In conjunction with their bid, the hedge funds filed a Schedule 13D/A amending the disclosure in its prior Schedule 13 forms. [read post]
19 Dec 2017, 11:17 am
The court in Harris distinguished bar dues and student fees on the grounds that the state has a greater interest in requiring lawyers and students to fund the admission, discipline and student activity systems than did Illinois in requiring home-care workers to fund the negotiation and administration of a contract. [read post]
28 Dec 2010, 3:21 am
They restrict free speech by forcing force firms to fund opposition candidates and to respond to the opposition. [read post]
27 Jan 2011, 12:46 pm
Further, given the terms of the Management Agreement, as amended by the November 28, 2002 banking resolution, RPS knew that it had no right to take such risk. [read post]
6 Jan 2023, 9:28 am
The district properly weighed the three relevant factors for imposing an injunction by examining the egregious nature of the violation, noting that Lemelson would be in a position to violate Section 10(b) and Rule 10b-5 again due to his occupation as an investment adviser and hedge fund manager, and determining that Lemelson had failed to recognize the wrongfulness of his conduct. [read post]
17 Apr 2019, 8:00 am
In Parker Drilling Management Services. [read post]
14 Nov 2014, 8:18 am
A Georgia school district was not an “arm of the State” immune from suit in federal court under the Eleventh Amendment, ruled the Eleventh Circuit. [read post]
2 Dec 2023, 9:23 am
However, the court ordered amendments to the TPLF agreements of both SMC and TBYP due to concerns related to control over the proceedings. [read post]
7 Jun 2013, 12:00 am
The Securities and Exchange Commission (SEC) voted to propose rules reforming the operation of money management funds. [read post]
2 Oct 2023, 4:22 am
The most straightforward court contests that apply Section 417 (b)’s default rule to disputed amendments are those where the amendment clause in the pre-amendment operating agreement requires the unanimous consent of the members, period. [read post]
16 Jan 2012, 8:26 am
The Seoul Administrative Court ruled, late in 2011, that the provision of the Enforcement Decree of the Employment Insurance Act (article 56(2)) requiring the return by an employer to the Korean government of all fraudulently obtained vocational training funds (and other like funds) collected by the Korean employer was unconstitutional (2011 gu-hap 14852). [read post]
