Search for: "ASSOCIATED SECURITIES CORP." Results 41 - 60 of 3,215
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14 Dec 2008, 2:10 am
SEC Corp Fin Official Details Best Practices for Fair Value AccountingAt a recent AICPA seminar on SEC and PCAOB developments, Stephanie Hunsaker, Associate Chief Accountant in the SEC's Division of Corporation Finance, listed a number of best practices that would help investors understand the how and why fair value accounting was applied. [read post]
7 Dec 2008, 5:43 am
Beller grappled with, and the next Corp Fin direcror will have to grapple with it. [read post]
20 Nov 2009, 5:44 am
In January 2009, the Securities and Exchange Commission (SEC) barred Mark Salyer from associating with any broker, dealer or investment adviser. [read post]
29 Oct 2020, 12:58 pm by Renae Lloyd
  For more information on The White Law Group and its representation of investors, please visit https://www.whitesecuritieslaw.com.    The post National Securities Corp. [read post]
1 Aug 2022, 10:10 am by The White Law Group
Alan Appelbaum, Paul Gallivan of Aegis Allegedly recommended Highly Complex Structured Products to customers  According to a press release on July 29, 2022, the Securities and Exhange Commission reportedly charged Aegis Capital Corp., former Aegis Managing Director Alan Z. [read post]
9 Apr 2023, 11:00 pm
ORDER WAS SIGNED POST-CUREWhen seeking to stop -- or "toll" -- the running of a commercial lease-default notice, a party is typically required to secure a “Yellowstone” injunction prior to that notice’s expiration. [read post]
21 Nov 2011, 12:25 pm by Harrison
If you are concerned about your investments with FTN Financial Securities Corp. or otherwise believe you have been the victim of investment fraud and would like to speak to a securities attorney about your particular situation please call our Chicago office at 312-238-9650. [read post]
26 Dec 2019, 5:00 am by Eric Halliday
Both the American Bankers Association and the Consumer Bankers Association have announced their support for the update to the AML/CFT regime. [read post]
17 Nov 2020, 9:26 am by Renae Lloyd
Securities Investigation The White Law Group is investigating securities claims involving broker dealers who may have unsuitably recommended Gulfport Energy Corp. to investors. [read post]
6 May 2020, 9:12 am by Silver Law Group
Scott Silver, managing partner of Silver Law Group, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice and represents investors nationwide in securities investment fraud cases. [read post]
11 Apr 2017, 10:09 am by Steve Gottlieb
None of that will save much in the budget but it will damage the country and make life coarser and less secure for the people in it. [read post]
29 Jul 2016, 6:53 am by Jason Whong
The one-year, $1.6 million contract for I&L FMS, a venture of Columbia-based LB&B Associates Inc. and Integrated Systems Development Corp. of Glen Allen, Virginia, ... [read post]