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27 Oct 2023, 6:00 am
Industry Developments SPOTLIGHT: Paze’s Digital Wallet Uses a Bank-Centered Fintech Approach to E-Commerce CheckoutDigital Transactions News – October 24, 2023 Though the official launch of the Paze online wallet from Early Warning Services LLC isn’t slated until 2024, Paze executives are already demonstrating the product. [read post]
26 Oct 2023, 12:50 pm
Financial Advisor Julie Darrah Charged with Embezzlement Financial Advisor Julie Darrah and Vivid Financial Management, the wealth management firm she co-founded, have been hit with civil charges by the Securities and Exchange Commission (SEC). [read post]
24 Oct 2023, 9:01 pm
In our 21F-17 example, it means working with your firm’s human resource and legal functions to make sure that your employment agreements and policies are up-to-date and not in violation of that rule. [read post]
20 Oct 2023, 2:40 pm
The SEC asserted that the Administrator, at the behest of the fund’s sponsor, calculated the fund’s net asset value without including trading losses, resulting in materially overstated values in the investors’ account statements. [read post]
10 Oct 2023, 8:40 am
Yerba Buena Neighborhood Consortium, LLC, et al v. [read post]
9 Oct 2023, 11:00 pm
Read now » Related Content Operating Agreement (Managing Member-Managed, Multiple Members) (Short Form) (CA LLC) Use this operating agreement for a California LLC managed by one of its members. [read post]
28 Sep 2023, 1:49 pm
For example, in Spectrum Healthcare Resources, Inc., B-421325, 2023 CPD ¶ 74 (Mar. 2023), the protestor challenged a contract award by the Federal Emergency Management Agency for medical and behavioral health services. [read post]
28 Sep 2023, 2:30 am
Business and Learning Resources (BLR), a division of Simplify Compliance, LLC, is an industry-leading knowledge provider with more than 40 years of experience in human capital management, environmental, health, and safety; learning and development; and legal markets. [read post]
27 Sep 2023, 5:59 am
appeared first on Cordisco & Saile LLC. [read post]
20 Sep 2023, 2:10 am
Christine Cooper is the CEO of aequum LLC and the Co-Managing Member of Koehler Fitzgerald LLC, a law firm with a national practice. [read post]
20 Sep 2023, 2:10 am
Christine Cooper is the CEO of aequum LLC and the Co-Managing Member of Koehler Fitzgerald LLC, a law firm with a national practice. [read post]
13 Sep 2023, 1:36 pm
Sheppard Mullin’s Governmental Cybersecurity & Data Protection Team has resources and training materials available. [read post]
12 Sep 2023, 2:15 am
Business and Learning Resources (BLR), a division of Simplify Compliance, LLC, is an industry-leading knowledge provider with more than 40 years of experience in human capital management, environmental, health, and safety; learning and development; and legal markets. [read post]
7 Sep 2023, 10:25 am
., a “wealth management solutions” holding company, announced the completion of its acquisition of Grove Point Financial LLC from Kestra Holdings. [read post]
7 Sep 2023, 6:31 am
Organizations that lead in DE&I devote meaningful energy from a strategic perspective by aligning DE&I with business strategy, dedicating sufficient resources, and emphasizing accountability. [read post]
7 Sep 2023, 6:31 am
Organizations that lead in DE&I devote meaningful energy from a strategic perspective by aligning DE&I with business strategy, dedicating sufficient resources, and emphasizing accountability. [read post]
31 Aug 2023, 7:26 am
Managing Jurisdictional Questions High-net-worth households tend to have assets across numerous states. [read post]
30 Aug 2023, 5:45 am
This strategy encourages much-needed development while offering attractive tax incentives for investors willing to commit their resources over longer periods. [read post]
27 Aug 2023, 7:49 pm
From June 2019 through May 2022, Liddle purportedly misappropriated the money from clients of Prosper Wealth Management, LLC (“PWM”), an investment adviser which he controlled. [read post]
25 Aug 2023, 5:00 am
Punishment and Accountability Probation serves as a form of punishment that holds individuals accountable for their actions without resorting to full incarceration. [read post]
