Search for: "Alliance Capital Management LLC"
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12 Aug 2008, 2:00 pm
Insurance 3 Ben Silver Fuel Outdoor Acquisitions 3 Alex Yaroslavsky Yaro Group, LLC Mediator 3 David Cassese Apex Appraisal Group Appraisal - Residential 2 Paul Wong Concept Realty NY Commercial Broker 1 Sherri Fried RED STONE TITLE & ABSTRACT, LLC Title Insurance 3 AARON KAGAN STUYVESANT HEIGHTS PROPERTIES LLC INVESTOR/OWNER 2 Franklin Burrowes OODA & Co, Inc Investor / Owner 3 Ronald Gold Gold Appraisal … [read post]
17 Nov 2010, 8:13 am
Hand is now self-employed as Yampa Quantitative LLC, a Colorado-based consultancy. [read post]
25 Jan 2010, 6:55 am
Securities and Exchange Commission), Jeffrey Gordon (Columbia Law School), Edward Greene (Cleary Gottlieb Steen & Hamilton LLP), Joseph Grundfest (Stanford Law School), Howell Jackson (Harvard Law School), Roy Katzovicz (Pershing Square Capital Management, L.P.), Stephen Lamb (Paul, Weiss, Rifkind, Wharton & Garrison LLP), Mark Lebovitch (Bernstein Litowitz Berger & Grossmann LLP), Lance Lindblom (The Nathan Cummings Foundation), Simon Lorne (Millennium… [read post]
7 May 2024, 7:35 am
Negligence involving GPB Capital Offerings November 2022 – According to FINRA, between May 4, 2018, and June 29, 2018, FSC Securities, Royal Alliance, SagePoint Financial, and Woodbury Financial negligently failed to disclose to investors crucial information regarding an offering related to GPB Capital Holdings, LLC. [read post]
20 Apr 2011, 7:59 am
Cohen, Executive Vice President & COO, Capital BlueCross Kara M. [read post]
12 Apr 2018, 7:42 pm
§ 541.100(a)(2)-(4) to determine whether an employee is a manager or supervisor for purposes of section 3(m). [read post]
21 Nov 2023, 2:26 pm
His last listed employer is Supreme Alliance, LLC, (CRD# 45348) of Charlotte, NC, and he was registered there until 1/6/2022. [read post]
25 Aug 2015, 7:32 am
From February 2005, until February 2007, Tweed was registered with United Securities Alliance, Inc. [read post]
5 Nov 2023, 1:02 pm
And for those interested in the subject, the SEC has announced it will propose a rule on “human capital management” that commentators have speculated will be even more expansive than this Nasdaq rule. [read post]
8 Feb 2019, 6:04 am
Posted by Salvatore Graziano, Michael Mathai, and Kate Aufses, Bernstein Litowitz Berger & Grossmann LLP, on Sunday, February 3, 2019 Tags: Exchange Act, Institutional Investors, SEC, Securities Act, Securities litigation, Securities regulation, Shareholder rights, State law, Supreme Court, U.S. federal courts CEO Pay Trends Around the Globe Posted by Andrew Ludwig, Equilar Inc., on Sunday, February 3, 2019 … [read post]
25 Mar 2016, 6:00 am
Davy, Sullivan & Cromwell LLP, on Sunday, March 20, 2016 Tags: Banks, Bitcoin, BSA/AML, Compliance & ethics, Corporate crime, Cybersecurity, Director liability, DOJ, Financial institutions, Financial Regulation, Foreign banks, Misconduct, Risk management, Treasury Department Single-Counterparty Credit Limits Rule Posted by Dan Ryan, PricewaterhouseCoopers LLP, on Monday, March 21, 2016 Tags: Banks, Basel Committee, Capital requirements, Credit exposure, Credit risk,… [read post]
5 Sep 2011, 11:49 pm
– Confidential, Western USIn House Associate Corporate Counsel – Sony Ericsson, Atlanta, GAGeneral Counsel – Fashion Institute of Technology, New York, NYAssistant General Counsel – Rainforest Alliance, New York, NYEmployment and HR Compliance Attorney – Edge Consulting, Milwaukee, WIAssistant General Labor & Employment Counsel – PSEG, Newark, NJ (NYC tri-state area)Corporate Counsel – Ask Partner Network, Oakland, CAGeneral Counsel –… [read post]
21 Jul 2009, 8:39 am
Similarly, the Alliance of Automobile Manufacturers (Alliance), representing 11 vehicle manufacturers including BMW Group, Chrysler Group LLC, Ford Motor Company, General Motors, Jaguar Land Rover, Mazda, Mercedes-Benz USA, Mitsubishi Motors, Porsche, Toyota and Volkswagen; also opposes the waiver. [read post]
10 Feb 2013, 6:08 pm
See, "Economic Prosperity - The Missing Immigration Mission," and February 19, 2010 Memorandum of the Alliance of Business Immigration Lawyers to Alejandro Mayorkas, Director, U.S. [read post]
30 Dec 2010, 1:19 am
Garnet BioTherapeutics is represented by the law firm of Sullivan Hazeltine Allinson LLC in the bankruptcy case. [read post]
30 Dec 2010, 1:19 am
Garnet BioTherapeutics is represented by the law firm of Sullivan Hazeltine Allinson LLC in the bankruptcy case. [read post]
23 Dec 2016, 1:00 am
Sharfman, University of Oklahoma, on Thursday, December 22, 2016 Tags: Corporate Social Responsibility, Environmental disclosure, ESG, Firm valuation, Institutional Investors, Institutional monitoring, Market efficiency, Ownership, Profitability, Public perception, Reputation, Risk management, Risk-taking, Shareholder value, Stock analysts, Sustainability Proxy Advisors and Investors Prep for 2017 Proxy Season Posted by Shirley Westcott, Alliance Advisors LLC, on… [read post]
22 Jun 2011, 6:07 pm
Prospect, IL 60056-5788 AMERICAN SERVICE FINANCE CORPORATION DBA MERCHANTS INTERSTATE COLLECTION AGENCY 640 PLAZA DR STE 310 HIGHLANDS RANCH, CO 80129 AMERIQUEST RECOVERY SERVICES LLC 1845 HIGHWAY 93 SOUTH STE 310 KALISPELL, MT 59901 AMSHER COLLECTION SERVICES INC 600 BEACON PKY STE 300 BIRMINGHAM, AL 35209 APEX FINANCIAL MANAGEMENT LLC 1120 LAKE COOK RD BUFFALO GROVE, IL 60089 APOLLO CREDIT AGENCY INC DBA WESTERN RECOVERY INC DBA ULTRACHEK INC… [read post]
22 Jun 2011, 6:07 pm
Prospect, IL 60056-5788 AMERICAN SERVICE FINANCE CORPORATION DBA MERCHANTS INTERSTATE COLLECTION AGENCY 640 PLAZA DR STE 310 HIGHLANDS RANCH, CO 80129 AMERIQUEST RECOVERY SERVICES LLC 1845 HIGHWAY 93 SOUTH STE 310 KALISPELL, MT 59901 AMSHER COLLECTION SERVICES INC 600 BEACON PKY STE 300 BIRMINGHAM, AL 35209 APEX FINANCIAL MANAGEMENT LLC 1120 LAKE COOK RD BUFFALO GROVE, IL 60089 APOLLO CREDIT AGENCY INC DBA WESTERN RECOVERY INC DBA ULTRACHEK INC… [read post]
22 Jul 2011, 9:14 am
Knapp Wind Capital Group, LLC 06/17/2011 Claude Mindorff Mainstream Renewable Power 06/17/2011 Dave Cowan First Wind Energy, LLC 06/17/2011 Roxanne J. [read post]
