Search for: "American Mutual Fund"
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22 Dec 2014, 10:08 am
Also attending the conference was the Director of the SEC's Division of Investment Management ("DIM"), who discussed his views on how to address concerns created by new trends in variable annuities and the recent growth of alternative mutual funds. [read post]
18 Feb 2005, 11:00 am
[corporate website], for failing to disclose to investors that its financial advisors were given incentives to push certain mutual funds over better performing funds. [read post]
13 Nov 2013, 6:21 am
The majority of Americans access the markets through mutual funds. [read post]
7 Dec 2010, 6:33 am
Moreover, probing violations in the mutual fund industry has not been a top priority for the SEC. [read post]
31 Jan 2010, 9:18 pm
Members will be voting on proposed rule amendments meant to strengthen the money market mutual funds’ framework. [read post]
9 Apr 2018, 5:00 am
I encourage all mutual fund firms to follow suit. [read post]
9 Aug 2010, 6:25 am
Falcone of Harbinger Capital Partners is looking at the free cash flow that his hedge fund might get from its acquisition of Old Mutual's American life insurance business. [read post]
11 Jan 2021, 8:56 am
But to ensure the likelihood that investors actually read and rely on the mutual fund disclosures following implementation of the reforms, NASAA suggested some changes to the proposal.Why NASAA applauds the proposal. [read post]
3 May 2007, 4:42 pm
" The Preferred Families mutual funds are: American Funds; Federated Investors; Goldman Sachs Group; Hartford Mutual Funds; Lord Abbott Funds; Putnam Investments; and Van Kampen Investments. [read post]
22 Sep 2010, 1:15 pm
The Wall Street Journal is reporting that big money-market mutual funds are trying risk again. [read post]
18 Jul 2017, 6:04 am
The fix comes nearly two years after The Texas Tribune and the Austin American-Statesman revealed the controversial relationship between Texas Mutual Insurance Co., the largest provider of workers’ compensation insurance in Texas, and government prosecutors in Austin. [read post]
2 Jan 2007, 11:48 pm
According to the American Airlines pilots, Gormly (who had been affiliated with Securities America in Texas) had initially purchased products from the American mutual funds group, liquidated the funds between 1998 and 2003, and then directed the pilots' money into more aggressive Rydex funds that he traded on a nearly daily basis. [read post]
20 Aug 2008, 5:16 pm
These reformers seek to harness the talent and resources of mutual funds and public pension funds to increase managerial accountability to shareholder interests. [read post]
14 Apr 2009, 6:48 am
But here comes a wave of class actions against mutual funds slammed in the market downturn: Of course, as in any case, the plaintiffs aren't necessarily looking... [read post]
4 Dec 2015, 4:15 am
The nation’s second-largest mutual fund company (after Fidelity) is under fire for not taking... [read post]
17 Dec 2008, 10:45 pm
Mortgage securities tied to Washington Mutual with a $9 million principal value were valued at only $3 million at the end of September, the last fund reporting date. [read post]
28 Jan 2013, 6:15 am
As of April 1, LPL reps no longer can source those kinds of mutual funds directly from a fund sponsor such as ProFund Advisors LLC or Rydex Funds. [read post]
8 Nov 2010, 2:48 pm
Defining the term “hedge fund” or “private equity fund” in terms of the activities in which they would engage would allow financial institutions to continue to offer funds that rely on Section 3(c)(7) for exclusion from registration but generally share certain investment and risk characteristics of mutual funds, and not hedge funds, without the risk of being subject to the restrictions in the Volcker Rule.Regulators should… [read post]
26 Jun 2015, 9:09 am
Asset management companies, including mutual funds, own 24.7%. [read post]
29 Mar 2010, 5:00 am
Key Regulations Governing Advertising of Mutual Funds Mutual funds are highly regulated under the Investment Company Act and the Securities Act. [read post]
