Search for: "Andrew E. Stock" Results 41 - 60 of 289
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5 Jul 2007, 2:33 am
The bill was introduced by Senator Fuschillo at the request of Attorney General Andrew Cuomo. [read post]
5 Dec 2008, 2:00 pm
Edited by Andrew LongstrethEdited by Andrew Longstreth LITIGATOR OF THE WEEK Robert Mittelstaedt of Jones Day In the pretrial phase of the landmark Alien Tort Claims Act case that Nigerian plaintiffs brought against Chevron, the oil company's lawyer, Jones Day partner Robert Mittelstaedt, was dealt a tough blow. [read post]
14 Oct 2014, 10:09 am by James C. Freije
Investment Company Exception The third exception permits an individual, registered fund – or a series of such fund − to participate in an offering of an equity security regardless of whether another series of the registered fund or an affiliated registered fund sold short during the restricted period.1 Robust Compliance During this most recent announcement, Andrew Ceresney, director of the SEC’s Division of Enforcement, stated: Rule 105 is an important preventive measure… [read post]
29 Apr 2014, 6:10 am by Mark Astarita
Yehuda agreed to settle the SEC's charges by disgorging his trading profit of $20,740 and paying prejudgment interest of $1,666 and a penalty of $20,740 for a total of $43,146.For more information and the somplicaints and orders- SEC Charges Six Individuals With Insider Trading in Stock of E-Commerce Company Prior to Acquisition by eBay [read post]