Search for: "Andrew J. Rosen" Results 41 - 60 of 173
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12 Feb 2021, 5:57 am
Rosenberg, Fried, Frank, Harris, Shriver & Jacobson LLP, on Friday, February 5, 2021 Tags: Disclosure, Form ADV, No-action letters, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation, Solicitation Incentive Design Changes in Response to COVID-19: Russell 3000 Posted by Justin Beck and Felipe Rubio, Semler Brossy Consulting Group LLC, on Friday, February 5, 2021 Tags: COVID-19, Equity-based… [read post]
5 Feb 2021, 6:01 am
The Congressional Review Act and the Biden Administration’s Approach to Financial Regulation Posted by Paul Rose and Christopher J. [read post]
15 Jan 2021, 5:58 am
Amdur, Pillsbury Winthrop Shaw Pittman LLP, on Thursday, January 14, 2021 Tags: Capital formation, Institutional Investors, IPO Spinning, IPOs, Mergers & acquisitions, SEC enforcement, Securities enforcement, Securities regulation, Special purpose vehicles Compensation Season 2021 Posted by Jeannemarie O’Brien, Adam J. [read post]
18 Dec 2020, 5:58 am
Freedman, Olshan Frome Wolosky LLP, on Friday, December 11, 2020 Tags: Disclosure, EDGAR, Filings, Financial reporting, Rule 302(b), SEC, SEC rulemaking, Securities regulation Board Considerations for an Uncertain 2021 Posted by Holly J. [read post]
9 Oct 2020, 6:05 am
Robert Brown, Jr., Public Company Accounting Oversight Board, on Tuesday, October 6, 2020 Tags: Audits, Compliance and disclosure interpretation, Disclosure, External auditors, PCAOB, Stakeholders On the SEC’s 2010 Enforcement Cooperation Program Posted by Andrew J. [read post]
17 Sep 2020, 2:40 pm by Bridget Crawford
Hill ProfJulieHill Alabama       Shalini Ray shalbharg Alabama immigration professional responsibility civil procedure Adam Steinman Adam_Steinman Alabama       Joyce Vance joycewhitevance Alabama Criminal Law/Procedure Criminal Justice Reform, Civil Rights   Andy Ayers ABlakesleeAyers Albany Immigration Admin Government Ray Brescia rbrescia Albany Access to Justice and Technology Inequality   Ted De Barbieri TedDeBarbieri Albany Community Economic Development… [read post]