Search for: "Annette Banks" Results 41 - 60 of 84
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28 Nov 2007, 9:51 am
So the Commission adopted today what Annette Nazareth (its sole Democratic member) has been snarkily calling the "non-access" proposal, over her dissent.Many knowledgeable types who've been following this issue didn't share the Chairman's sense of urgency. [read post]
9 Aug 2012, 7:35 am
Please click on the links below to read the introduction and the table of contents:Introduction: http://www.hartpub.co.uk/pdf/samples/9781849462693sample.pdfContents: http://www.hartpub.co.uk/pdf/9781849462693.pdfContributorsTaunya Lovell Banks, Paul Bergman, Lief H Carter, Christine A Corcos, Dr Annette Houlihan, Rebecca Johnson, Ummni Khan, Freya Kodar, Anita Lam, Anja Louis, Stefan Machura, Nancy S Marder, Michael McCann, Dr Angus Nurse, Kimberlianne Podlas, Dr Sara Ramshaw,… [read post]
14 Nov 2011, 5:17 am by Joe Palazzolo
Friday 11/18 - Arguments in a forfeiture case involving former Bernie Madoff back office employee Annette Bongiorno are scheduled for 9:30 a.m. in U.S. district court in Manhattan. [read post]
10 Sep 2012, 4:22 am by Broc Romanek
But basically it showed that Annette did her job on behalf of her clients - and that the SEC did it's job of not treating her differently. [read post]
6 May 2016, 6:15 am
Halper, Orrick, Herrington & Sutcliffe LLP, on Wednesday, May 4, 2016 Tags: Accounting, Capital formation, Financial reporting, Firm valuation, Internal auditors, Internal control, Investor protection, Regulation S-K, Reporting regulation, SEC, Securities enforcement, Securities fraud, Securities Regulation,Settlements Corporate Resilience to Banking Crises Posted by Ross Levine, University of California, Berkeley, on Thursday, May 5, 2016 Tags: Banks, Behavioral finance,… [read post]
29 Aug 2010, 2:58 pm by Darrin Mish
Cynthia Annette Elliot was part of a scheme to steal income tax refund claims and economic stimulus checks belonging to others by fraudulently filing claims with the IRS. [read post]
8 Feb 2022, 6:43 am by John Jascob
Industry notables Mark Carney, the former governor of the Bank of England, and Annette Nazareth, Senior counsel at Davis Polk and former SEC commissioner, will lead the task force. [read post]
23 Nov 2011, 8:52 pm
On Monday, he pleaded guilty to six criminal counts, including securities fraud, conspiracy, and bank fraud. [read post]
3 Apr 2009, 9:15 am
  The other two were Jeff Netter and Annette Poulsen, also of UGA's finance department. [read post]
19 Oct 2007, 8:12 am
The commission's only other Democrat, Annette Nazareth, has announced that she will not seek another term, but she has not disclosed her departure date. [read post]
14 Nov 2007, 8:35 am
Walters would replace Annette Nazareth, who announced last month that she plans to leave the agency, likely before the end of the year. [read post]
22 Apr 2016, 6:06 am
Klingsberg, Cleary Gottlieb Steen & Hamilton LLP, on Monday, April 18, 2016 Tags: Acquisition agreements, Antitrust, Arbitration, Break fees, China, Contracts, Cross-border transactions, Deal protection, International governance, Jurisdiction, Leveraged acquisitions, Merger litigation, Mergers & acquisitions,Private Equity, Special purpose vehicles The Sovereign-Bank Diabolic Loop and ESBies Posted by Markus Brunnermeier, Princeton University & and Marco Pagano, University… [read post]
9 Nov 2007, 6:45 am
Cox, a Republican, and the two Democratic commissioners, Roel Campos and Annette Nazareth, voted for that draft rule. [read post]
7 Mar 2007, 7:02 am
I reserve the right to change my mind.For those of you not up to speed, here's the pithy version of the situation...State Supreme Court candidate Annette Ziegler has ruled in at least two dozen cases involving a West Bend bank of which her husband, J.J. [read post]
9 Oct 2009, 5:58 am
Senate Joint Economic Committee Mark Lebovitch Partner Bernstein Litowitz Berger & Grossmann LLP Lance Lindblom President and Chief Executive Officer The Nathan Cummings Foundation Simon Lorne Vice Chairman and Chief Legal Officer Millennium Management LLC Robert Mendelsohn Former Chief Executive Officer Royal and Sun Alliance Insurance Group Ted Mirvis Partner Wachtell, Lipton, Rosen & Katz James Morphy Partner Sullivan & Cromwell LLP Toby Myerson Partner Paul, Weiss,… [read post]
4 Aug 2007, 5:34 pm
  (Here's a little more about the underlying tangle.)Back home, former Washington County Circuit Judge Annette Ziegler was sworn in as a justice of the Wisconsin Supreme Court. [read post]