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13 Jun 2013, 7:05 pm
Securities and Exchange Commission 12-1118Issue: Whether, to satisfy the “substantial assistance” requirement of Section 20(e) of the Securities Exchange Act, which authorizes the Securities and Exchange Commission to bring civil aiding-and-abetting claims, the SEC must allege and prove that the defendant’s conduct was a proximate cause of the primary violation. [read post]
26 Apr 2019, 9:53 am
§ 21.001; AutoZone, Inc. v. [read post]
8 Dec 2021, 7:27 am
Managers who no longer meet the definition of an ERA will need to submit a final report as an ERA and apply for registration with the SEC or the relevant state securities authority, as applicable, generally within 90 days after the filing of the annual amendment (June 30, 2022, for most managers, assuming the annual amendment is filed on March 31, 2022). [read post]
8 Dec 2021, 11:27 am
Managers who no longer meet the definition of an ERA will need to submit a final report as an ERA and apply for registration with the SEC or the relevant state securities authority, as applicable, generally within 90 days after the filing of the annual amendment (June 30, 2022, for most managers, assuming the annual amendment is filed on March 31, 2022). [read post]
9 Jan 2020, 7:53 am
Withholding tax on interest is charged at up to 20 per cent but may be reduced subject to reliance on applicable double taxation treaties. [read post]
3 Dec 2021, 9:49 am
Mastercard Inc. [read post]
3 Dec 2021, 9:49 am
Mastercard Inc. [read post]
13 Jul 2018, 4:56 am
In Arlene’s Flowers, Inc. v. [read post]
31 Mar 2011, 9:43 am
The purchase price was to consist solely of buyer’s assumption of a note (and security documents) on the property, and the $500,000 deposit was to be refunded at closing. [read post]
20 May 2019, 9:11 am
PLS Financial Services, Inc., however, a federal district court and the Fifth Circuit reached the opposite conclusion in a proposed class action presenting the very same litigation waiver question under almost identical factual circumstances, 689 Fed.Appx. 800 (5th Cir. 2017) (per curiam).How should these cases be counted? [read post]
10 Aug 2015, 2:11 pm
The issues in the appeal were complicated and included questions regarding the time of accrual of the barratry claim and a disagreement over the applicable limitations period, the distinction between void and voidable contract, the interplay of the attorney disciplinary system with the civil justice system, and the ramifications of the rescission remedy for the litigant seeking it. [read post]
29 Dec 2021, 12:00 pm
For example, Australian courts have previously applied a narrow application to insolvency exclusions on the basis that a wide application would render the policy “practically illusory” [7]. [read post]
10 Aug 2015, 2:11 pm
The issues in the appeal were complicated and included questions regarding the time of accrual of the barratry claim and a disagreement over the applicable limitations period, the distinction between void and voidable contract, the interplay of the attorney disciplinary system with the civil justice system, and the ramifications of the rescission remedy for the litigant seeking it. [read post]
6 May 2010, 12:21 pm
Mattel, Inc., 552 U.S. 576 (2008). [read post]
14 Jan 2021, 9:14 am
Supreme Court issued its hotly anticipated judgment dismissing MasterCard Inc. [read post]
7 Jul 2022, 5:01 am
Before MPP, full hearings often took years, especially if the government had released an applicant under the government’s “parole” authority in 8 U.S.C. [read post]
5 Feb 2021, 1:25 am
In the UK, the entity responsible for equivalence determinations is HMRC, which will receive technical advice where necessary from the Financial Conduct Authority (“FCA”), the Bank of England, and the Prudential Regulation Authority. [read post]
19 May 2017, 12:23 pm
See Mack Trucks, Inc. v. [read post]
9 Jul 2021, 10:11 am
Reserve Bank Sees No ‘Policy Case’ for Digital Aussie Dollar Just YetZDNet – July 6, 2021 The Reserve Bank of Australia (RBA), alongside its Council of Financial Regulators partners — RBA, Treasury, the Australian Prudential Regulation Authority and the Australian Securities and Investments Commission — has been looking into a potential central bank digital currency (CBDC). [read post]
18 Feb 2020, 9:20 am
Dated: February 13, 2020 Case 1:19-bk-10514 Doc 54 Filed 02/13/2 02/13/20 11:39:47 Desc Main Document f 16 Case 1:19-bk-10514 Doc 54 Filed 02/13/20 Entered 02/13/20 11:39:47 Desc Main Document Page 2 of 16 Case No. 19-10514 Court is reminded of Justice Cardozo’s timeless remarks because the attorneys who represent the Debtor, Savan Thach, in this proceeding appear to have forgotten or simply ignored duties associated with… [read post]
