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19 May 2015, 7:29 am
On April 14, 2015, Luis Aguilar, Commissioner to the Securities and Exchange Commission (“SEC”), gave a speech before the North American Securities Administrators Association (“NASAA”), stating that the SEC is looking closely at sales practices with respect complex securities. [read post]
24 Apr 2015, 4:09 pm
On April 14, 2015, in a speech to the North American Securities Administrators Association (“NASAA”), Luis Aguilar, Commissioner to the Securities and Exchange Commission (“SEC”), stated that the SEC is looking closer at sales practices with respect complex securities. [read post]
21 Apr 2015, 5:58 am
Aguilar is a Commissioner at the U.S. [read post]
6 Apr 2015, 7:01 am
Abril 8 Foro AMCHAM Trade and Investment ForumAttorney Alvaro Aguilar will be moderating a panel on anti-counterfeiting measures at the AmCham Trade & Investment ForumPRLog - April 5, 2015 - PANAMA CITY, Panama -- On Wednesday, April 8, Lombardi Aguilar Group (www.laglex.com) partner Alvaro Aguilar-Alfu will be moderating a panel at the American Chamber of Commerce & Industry of Panama (AmCham Panama) Trade &… [read post]
13 Feb 2015, 5:00 am
Aguilar and Kara M. [read post]
12 Jan 2015, 11:05 am
Aguilar, George D. [read post]
6 Jan 2015, 4:14 am
As discussed here, SEC Commissioner Luis Aguilar underscored these concerns in a June 2014 speech in which he stressed that “ensuring the adequacy of a company’s cybersecurity measures needs to be a part of a board of director’s risk oversight responsibilities. [read post]
4 Sep 2014, 3:19 am
Without equivocation, Commissioner Aguilar stated that cyber security was a board responsibility. [read post]
3 Sep 2014, 4:14 am
Every year just after Labor Day, I take a step back and survey the most important current trends and developments in the world of Directors’ and Officers’ liability and D&O insurance. [read post]
8 Jul 2014, 9:00 am
In an April 2, 2014 speech, Commissioner Aguilar stated that the SEC’s Office of Compliance Inspections and Examinations will be making cybersecurity an exam priority, warning that the industry should expect that SEC examiners will be reviewing whether asset managers have policies and procedures in place to prevent and detect cyber-attacks and whether they are properly safeguarding their systems against security risks. [read post]
9 May 2014, 8:54 am
Aguilar, 13-677, a case in which California sought to reverse the Ninth Circuit’s determination that Brady v. [read post]
6 May 2014, 4:26 pm
Highlighting one area of the problem, SEC Commissioner Luis Aguilar cited a 2012 global survey that found that 53 percent of securities exchanges had experienced a cyber-attack in the previous year. [read post]
2 May 2014, 12:28 pm
Aguilar, 13-677. [read post]
23 Apr 2014, 7:40 am
Aguilar 13-677Issue: Whether the Ninth Circuit’s grant of habeas relief in this case violated 28 U.S.C. [read post]
22 Apr 2014, 1:26 pm
Aguilar gave remarks on Looking at Corporate Governance from the Investor’s Perspective. [read post]
18 Apr 2014, 4:16 pm
On April 10, 2014, the FTC and the Department of Justice issued a joint policy statement clarifying that the sharing of properly designed cyber threat information will likely not raise antitrust concerns. [read post]
8 Apr 2014, 1:03 pm
Aguilar offered remarks on NASAA and the SEC: Presenting a United Front to Protect Investors. [read post]
2 Apr 2014, 4:21 pm
On April 2, 2014, Commissioner Luis A. [read post]
25 Feb 2014, 10:02 am
Brockmeyer talked about the non-prosecution agreement that the SEC entered into with Ralph Lauren in April 2013 and the factors that caused Ralph Lauren to qualify for such agreement. [read post]
4 Feb 2014, 10:15 am
Here: Thursday, April 10, 2014 – Morning SessionPANEL 1. [read post]
