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9 Jan 2024, 9:05 pm
Greenwood, 565 U.S. 95 (2012); AT&T Mobility LLC v. [read post]
4 Jan 2024, 12:10 pm
The securities regulator barred her from the industry as of December 13, 2023. [read post]
29 Dec 2023, 3:26 am
January 25, 2024 - 1 PM: Instagram LLC v. [read post]
28 Dec 2023, 9:05 pm
The Senate and House voted to disapprove of the rule under the Congressional Review Act, which authorizes Congress to end the legal effect of agency regulations and bars future regulations that are substantially the same as the disapproved rule. [read post]
27 Dec 2023, 2:02 pm
Goff was reportedly affiliated with the following firms during his career, among others: 09/12/2011 – 10/25/2023, WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616), SALT LAKE CITY, UT, B, 04/17/2008 – 10/09/2009, HORNOR, TOWNSEND & KENT, INC. [read post]
15 Dec 2023, 8:26 am
LLC v. [read post]
15 Dec 2023, 3:00 am
A little less than a year after admitting guilt, Watkins registered a company called Huxley Rock LLC. [read post]
7 Dec 2023, 8:00 am
Centennial Healthcare, LLC, No. 03024 (Pa. [read post]
6 Dec 2023, 2:17 pm
As an awardee of an underlying IDIQ contract, the protester was not barred from competing for the alleged out of scope task order. [read post]
1 Dec 2023, 7:39 am
Rodgers signed a letter of Acceptance, Waiver & Consent (AWC) on 5/25/2023, and the bar went into effect on 6/7/2023. [read post]
29 Nov 2023, 9:01 pm
In addition, the SEC also filed its first actions against issuers of non-fungible tokens (“NFTs”) in August and September 2023; Impact Theory LLC and Stoner Cats 2 LLC both settled the Commission’s cases against them.[9] Finally, the press release did not discuss the outcome of the SEC’s litigated case against Ripple Labs, where the U.S. [read post]
29 Nov 2023, 2:23 pm
(CRD#:5685), Alpena, MI, B, 03/25/2017 – 02/09/2018, MML INVESTORS SERVICES, LLC (CRD#:10409), ALPENA, MI B, 10/08/2007 – 03/25/2017, MSI FINANCIAL SERVICES, INC. [read post]
29 Nov 2023, 7:29 am
FINRA Bars Robert Silvestri after Allegations of Loan from Customer According to public records, FINRA, the self-regulator that oversees brokers and brokerage firms, has reportedly barred financial advisor Robert A Silvestri (CRD#: 2037669). [read post]
24 Nov 2023, 6:08 pm
Greene’s Energy Group, LLC, 138 S. [read post]
17 Nov 2023, 10:03 pm
Eleven states reported 25 cases. [read post]
13 Nov 2023, 4:07 am
, 74 NYS Bar Assoc. [read post]
3 Nov 2023, 11:39 am
Clardy LLC. and the newsletter for lawyers, 👀 The Peek: 🚪A Doorway into Wellness. [read post]
1 Nov 2023, 12:41 pm
Akima Global Services, LLC (Title VII; Alaska Native Corporation) Ferguson v. [read post]
1 Nov 2023, 10:44 am
” 2023 COA 85, at ¶25. [read post]
1 Nov 2023, 8:28 am
FINRA BrokerCheck Report – Ronald Burton Smith According to his FINRA BrokerCheck report, Smith was registered with the following firms, among others, during his career:08/25/2004 – 01/03/2023, PTS BROKERAGE, LLC (CRD#:119307), BORDENTOWN, NJ,B, 12/20/2000 – 09/10/2004, USALLIANZ SECURITIES, INC. [read post]
