Search for: "Basel Institute on Governance"
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2 Nov 2021, 8:49 am
Withholding tax applies at a rate of 15.5 per cent or 35 per cent (depending on the lender’s domicile and if the lender is a bank or a financial institution). [read post]
11 Aug 2021, 6:11 am
*Andrew Dornbierer is an Asset Recovery Specialist with the Basel Institute on Governance’s International Centre for Asset Recovery. [read post]
11 Aug 2021, 6:11 am
*Andrew Dornbierer is an Asset Recovery Specialist with the Basel Institute on Governance’s International Centre for Asset Recovery. [read post]
8 Jul 2021, 1:16 am
The amendments will be part of the overall proposal to implement the final Basel III prudential standards. [read post]
23 Jun 2021, 8:45 pm
On 22 June 2021, HM Treasury issued the response to its February 2021 consultation that outlined how the Government was intending to exercise its powers under the Financial Services Act 2021 (Act) to ensure the effective implementation of the Investment Firms Prudential Regime (IFPR) and the outstanding Basel 3 standards. [read post]
4 Jun 2021, 6:27 am
Hopt (Max Planck Institute), on Thursday, June 3, 2021 Tags: Banks, Basel, EU, Europe, Financial institutions, Financial regulation, Hedge funds, International governance, Shareholder primacy, Stakeholders Statement by SEC Chair Gensler on the Application of the Proxy Rules to Proxy Voting Advice Posted by Gary Gensler, U.S. [read post]
30 Mar 2021, 7:56 pm
Financial services institutions continue to grapple with managing data in compliance with the Basel Committee on Banking Supervision’s (“BCBS”) 239 and the Fair Credit Reporting Act (“FCRA”). [read post]
5 Feb 2021, 8:55 pm
The Bill allows HM Treasury to revoke provisions from the CRR so that the PRA can introduce updated prudential rules for credit institutions and PRA designated investment firms equivalent to the CRR2. [read post]
4 Jan 2021, 6:36 am
”[8] Foreign Financial Intelligence Unit Liaisons (FFIUL) 6108 of the Act requires the appointment of not more than six FFIULs, co-located in a U.S. embassy, U.S., or a foreign government facility, among other things, to facilitate capacity building and outreach on AML/CFT regulatory and analytical frameworks; and coordinate with representatives of the DOJ at US Embassies.[9] International Coordination 6112 of the Act requires the Secretary of the Treasury to work with foreign… [read post]
4 Jan 2021, 6:36 am
”[8] Foreign Financial Intelligence Unit Liaisons (FFIUL) 6108 of the Act requires the appointment of not more than six FFIULs, co-located in a U.S. embassy, U.S., or a foreign government facility, among other things, to facilitate capacity building and outreach on AML/CFT regulatory and analytical frameworks; and coordinate with representatives of the DOJ at US Embassies.[9] International Coordination 6112 of the Act requires the Secretary of the Treasury to work with foreign… [read post]
3 Jan 2021, 1:26 pm
”[8] Foreign Financial Intelligence Unit Liaisons (FFIUL) 6108 of the Act requires the appointment of not more than six FFIULs, co-located in a U.S. embassy, U.S., or a foreign government facility, among other things, to facilitate capacity building and outreach on AML/CFT regulatory and analytical frameworks; and coordinate with representatives of the DOJ at US Embassies.[9] International Coordination 6112 of the Act requires the Secretary of the Treasury to work with foreign… [read post]
3 Jan 2021, 1:26 pm
”[8] Foreign Financial Intelligence Unit Liaisons (FFIUL) 6108 of the Act requires the appointment of not more than six FFIULs, co-located in a U.S. embassy, U.S., or a foreign government facility, among other things, to facilitate capacity building and outreach on AML/CFT regulatory and analytical frameworks; and coordinate with representatives of the DOJ at US Embassies.[9] International Coordination 6112 of the Act requires the Secretary of the Treasury to work with foreign… [read post]
20 Nov 2020, 6:00 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, November 20, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of November 13–19, 2020. [read post]
25 Sep 2020, 8:55 pm
Product governance: To exempt “plain vanilla bonds”, UCITS and shares traded on regulated markets from product governance provisions, in addition to bonds with make-whole clauses. [read post]
25 Sep 2020, 11:15 am
Although the first webinar occurred on Sept. 23, it was recorded and is available on the website with GlobalAmericans https://theglobalamericans.org Moderator: Guy Mentel, Executive Director, Global Americans Extractive Industries in the Amazon September 30, 10:00 AM to 11:00 AM EDT Speakers: – Mark Pieth, Professor at the Basel Institute of Governance, former Chair of both UN Illegal Drug Trafficking and OECD Anti-Bribery Working Groups Prof. [read post]
25 Sep 2020, 11:15 am
Although the first webinar occurred on Sept. 23, it was recorded and is available on the website with GlobalAmericans https://theglobalamericans.org Moderator: Guy Mentel, Executive Director, Global Americans Extractive Industries in the Amazon September 30, 10:00 AM to 11:00 AM EDT Speakers: – Mark Pieth, Professor at the Basel Institute of Governance, former Chair of both UN Illegal Drug Trafficking and OECD Anti-Bribery Working Groups Prof. [read post]
14 Sep 2020, 1:25 am
Prospectus-free issuances for credit institutions: There appear to be divergent views in respect of the Commission’s proposal to increase the threshold for prospectus-free public offerings by credit institutions from EUR 75 million to EUR 150 million. [read post]
27 Jun 2020, 1:53 pm
This pain can be felt by collectives (and their institutions) as well as by individuals. [read post]
31 May 2020, 7:50 pm
Following the deferral of the implementation of Basel III announced by the Group of Central Bank Governors and Heads of Supervision on 27 March 2020, the Basel Committee on Banking Supervision (BCBS) issued additional guidance[1] to alleviate the impact of COVID-19 on the global banking system on 3 April 2020. [read post]
9 Apr 2020, 1:59 pm
The implementation of the Basel III report package is deferred. [read post]
