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5 Jul 2019, 7:36 am
., which was expelled by the Financial Industry Regulatory Authority (FINRA) in 2011, Bear Stearns & Co., Prudential-Bach Securities, Rinfret Securities, Baird, Patrick, & Co,., and several others. [read post]
21 Jun 2019, 9:13 am
A couple of examples include a Citigroup investor who recovered $54 million in a complex municipal arbitrage fund and a corporation that recovered over $5 million in a Bear Stearns hedge fund. [read post]
9 May 2019, 3:00 am
This excerpt reveals a few other eye-opening discoveries: Another case involved a Bear Stearns executive whose murder conviction had previously gone undetected because, Barakett suspects, a casual background check either did not look at records in every state he had lived in or checked the wrong name or date of birth. [read post]
2 Apr 2019, 11:58 am
More than a decade after the demise of Lehman and Bear Stearns, among others, litigation continues related to alleged deficiencies in mortgage loans securitized as part of residential mortgage-backed securities (RMBS) offerings. [read post]
7 Feb 2019, 3:18 pm
A man who is literally a bad move is America's latest gift to the world economy. [read post]
29 Oct 2018, 12:50 pm
He lied about earning his business degree at Dartmouth and being previously employed at Goldman Sachs (GS) and Bear Stearns. [read post]
22 Oct 2018, 4:02 pm
“During the 2008 financial crisis, problems at AIG, Bear Stearns, and Lehman Brothers led to broader financial instability or government “bailouts” in order to prevent instability. [read post]
18 Oct 2018, 12:22 pm
In Bear Stearns Mtge. [read post]
5 Oct 2018, 1:39 pm
Indeed, the fall of Lehman Brothers, Bear Stearns and other financial institutions, which caused deep losses in the retirement accounts of Mom and Pop investors, did not result in a single prosecution of the wrongdoers who misled investors and hurt their own firms and shareholders. [read post]
5 Oct 2018, 6:00 am
SEC that amounts Bear Stearns paid under an SEC disgorgement order represent a “penalty” for which coverage is precluded under the bank’s insurance policy. [read post]
1 Oct 2018, 6:44 pm
Background In 2006, the SEC notified Bear Stearns that the agency was investigating late trading and market timing activities units of Bear Stearns had undertaken for the benefit of clients of the company. [read post]
11 Sep 2018, 6:30 am
Bear Stearns & Co., No. 16-4234 (3d. [read post]
10 Aug 2018, 11:07 am
(CRD #7059) and Bear, Stearns & Co. [read post]
13 Jun 2018, 6:47 am
Related Program research includes Paying for Long-Term Performance by Lucian Bebchuk and Jesse Fried (discussed on the Forum here); The Wages of Failure: Executive Compensation at Bear Stearns and Lehman 2000-2008 by Lucian Bebchuk, Alma Cohen, and Holger Spamann (discussed on the Forum here); Insider Trading Via the Corporation by Jesse Fried (discussed on the Forum here); and Short-Termism and Shareholder Payouts: Getting Corporate Capital Flows Right by… [read post]
30 May 2018, 9:27 am
Paul James Marshall (“Marshall”), a former Bear Stearns manager with over two decades in the wealth management industry, perpetrated a brazen fraud against clients through his registered investment advisory (“RIA”) firm Bridge Securities. [read post]
30 May 2018, 9:27 am
Paul James Marshall (“Marshall”), a former Bear Stearns manager with over two decades in the wealth management industry, perpetrated a brazen fraud against clients through his registered investment advisory (“RIA”) firm Bridge Securities. [read post]
11 May 2018, 7:22 am
The Most Notorious US Financial Scammers Every civilized society is dependent for its success on its citizens being able to trust one another. [read post]
30 Apr 2018, 8:28 am
The letters pertain to loans sold by originators to EMC, Bear Stearns and Chase prior to 2008. [read post]
5 Apr 2018, 11:31 am
Banks and other financial institutions might reasonably have expected that, 10 years after the collapse of Bear Stearns and the demise of Lehman Brothers, they would finally be free and clear of lawsuits spawned by the financial crisis. [read post]
15 Mar 2018, 7:16 am
Senate Banking Committee Ranking Member Sherrod Brown (D-Ohio), noting that it was the tenth anniversary of the collapse of Bear Stearns, focused on how the bill could weaken oversight of foreign banks doing business in the U.S. and how it requires the tailoring of bank rules. [read post]
