Search for: "Best Asset Group LLC"
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7 Jul 2023, 1:24 pm
The White Law Group reviews the regulatory history of Wells Fargo Clearing Services, LLC. [read post]
30 Jun 2023, 7:14 am
Over the last three years, Global SWF LLC has produced a quite useful GSR Scoreboard, which assesses the Governance, Sustainability, and Resilience progress and efforts of the world’s 200 largest State-Owned Investors.Global SWF has just released it latest GSR Scorecard. [read post]
27 Jun 2023, 9:01 pm
Here are ideas that can be grouped into three categories: (1) greater use of private ordering to manage shareholder proposals; (2) exclude proposals on social policy issues that lack a material relationship with the company; and (3) changes to how the Commission staff processes shareholder proposals. [read post]
23 Jun 2023, 2:23 pm
The White Law Group reviews the regulatory history of FINRA registered broker-dealer, Joseph Gunnar & Company LLC. [read post]
16 May 2023, 8:21 am
For example, in the securities law context, a Second Circuit panel upheld the SEC’s Regulation Best Interest, but only after finding that a private plaintiff—not the state plaintiffs—had Article III standing (See, XY Planning Network, LLC v. [read post]
9 May 2023, 9:01 pm
Or does the nominee intend to serve as a faithful representative of an activist stockholder or a special interest group (favoring, for example, immediate voluntary carbon reduction or the elimination of plastic packaging)? [read post]
5 May 2023, 12:33 pm
The post Classic Asset Management LLC Fined for Leveraged ETFs appeared first on The White Law Group. [read post]
24 Apr 2023, 6:28 am
’ Further, the CFPB sued Encore Capital Group, Inc.; its subsidiaries, Midland Funding, LLC; Midland Credit Management, Inc.; and Asset Acceptance Capital Corp for violating a consent order from a 2015 judgment. [read post]
12 Apr 2023, 11:39 am
The CEO and mastermind of Future Income Payments LLC (FIP), formerly known as Pensions, Annuities, and Settlements LLC received a 10 year sentence in August 2022 after pleading guilty to fraud conspiracy. [read post]
12 Apr 2023, 8:25 am
They’re trying to get an exclusive group of investors who are experienced and have the money. [read post]
11 Apr 2023, 11:53 am
Securities, LLC. [read post]
30 Mar 2023, 10:04 am
Investors are interested in safe investments that can protect their assets and help them grow. [read post]
30 Mar 2023, 6:52 am
Regulation Best Interest rule Regulation Best Interest (Reg BI) is a set of rules established by the U.S. [read post]
20 Mar 2023, 11:59 am
The Swiss regulator reportedly decided it was best for UBS to merge with Credit Suisse after great outflows of client funds. [read post]
23 Feb 2023, 9:01 pm
Our Assistant Attorney General, Kenneth Polite, created a National Cryptocurrency Enforcement Team (NCET) within the Criminal Division to serve as the focal point for the department’s efforts to tackle the growth of crime involving digital assets and related emerging technologies. [read post]
22 Feb 2023, 6:54 am
Hard assets like gold need to held in custody by a legitimate institution. [read post]
2 Feb 2023, 10:55 am
Investment Fraud Lawyer, Jake Zamasnky, Breaks Down Investment Fraud and FINRA Arbitration in Episode 1 of The Investment Lawyer Speaks Episode 1 Transcript 00:28 – Nancy Rapp, PaperStreet Hello, welcome to the Investment Lawyer Speaks a podcast produced by the Zamansky Law Firm. [read post]
31 Jan 2023, 7:46 am
GPS Indus., LLC v. [read post]
24 Jan 2023, 9:11 am
This way, the pet will not have to go through the trauma of being placed in an animal shelter or rescued by an animal rescue group. [read post]
13 Jan 2023, 10:00 am
At Structure Law Group, LLP our experienced Los Angeles LLC lawyers help entrepreneurs form LLCs to protect their assets and run these businesses in ways that minimize the LLC owners’ personal liability. [read post]
