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The HKEX also has introduced various initiatives to help issuers adapt to these changes, including providing an online director training programme covering board diversity, and issuing detailed guidance for boards and directors. [read post]
1 Dec 2023, 3:00 am by Jim Sedor
Yahoo News – Michael Bender and Anjali Huynh (New York Times) | Published: 11/29/2023 Since the Supreme Court overturned Roe v. [read post]
24 Nov 2023, 6:08 pm by Guest Author
For example, in Oil States, the court found that an adjudication of patentability between private parties by the Patent Trial and Appeal Board (PTAB) involved a public right, properly adjudicated by the agency.[12] Meanwhile, private rights, as a general matter, cannot be adjudicated by agencies. [read post]
13 Nov 2023, 9:05 pm by renholding
On November 3, 2023, the 10 voting members of the Financial Stability Oversight Council (“FSOC” or “Council”)[1] voted unanimously to finalize (1) amendments to its existing interpretive guidance (“2019 Interpretive Guidance”)[2] governing the designation of nonbank financial companies for supervision by the Federal Reserve Board and application of prudential standards (“Interpretive Guidance”)[3]and (2) an “analytic… [read post]
13 Nov 2023, 9:01 pm by renholding
The Agencies stated that the Climate Principles are “intended to explain and supplement existing risk management standards and guidance on the roles of the boards of directors and management. [read post]
10 Nov 2023, 6:30 am
Securities and Exchange Commission, on Wednesday, November 8, 2023 Tags: Clawbacks, Proxy season, SEC, SPACs Top 5 SEC Developments Posted by Haimavathi V. [read post]
10 Nov 2023, 6:30 am
Securities and Exchange Commission, on Wednesday, November 8, 2023 Tags: Clawbacks, Proxy season, SEC, SPACs Top 5 SEC Developments Posted by Haimavathi V. [read post]
20 Oct 2023, 2:40 pm by CFM Admin
The SEC’s Division of Enforcement Director, Gurbir Grewal, noted the “attention-grabbing power” of hypothetical performance on prospective investors who may conflate the advertised strategies with their own investment objectives. [read post]
19 Oct 2023, 9:05 pm by Gianna Hill
In a recent report, Viral V. [read post]
9 Oct 2023, 2:34 pm by Kevin LaCroix
Even so, the (often costly) defense of the Board and Director and Officers of the bankrupt portfolio company becomes a dollar one insurable risk under Side A coverage. [read post]
2 Oct 2023, 9:50 am by Zak Gowen
  Acquisitions of partial ownership . . . may give the investor rights in the target firm, such as rights to appoint board members, observe board meetings, veto the firm’s ability to raise capital, or impact operational decisions, or access to competitively sensitive information. [read post]
29 Sep 2023, 5:55 am by Richard Ponzio
He drew on his forward-leaning Our Common Agenda and High-Level Advisory Board on Effective Multilateralism reports and eleven new policy briefs. [read post]
13 Sep 2023, 6:00 am by Tad Lipsky
Certain interlocking directorates were condemned even without proof of anticompetitive effect. [read post]