Search for: "Broad Management Group, LLC"
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20 Jun 2023, 7:26 am
According to FINRA Disciplinary actions for May 2023, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Albert Foronda Spartan Capital Securities, LLC Worden Capital Management LLC Mark Miranda Spartan Capital Securities, LLC … [read post]
16 Jun 2023, 12:11 pm
The defendant in Greenfield, Accredo Health Group, a specialty pharmacy providing home care for hemophilia patients, made donations to two charities, which in turn recommended Accredo as an approved provider for such patients. [read post]
27 May 2023, 9:05 pm
After leaving the SEC in 2013, Paredes founded his own consulting practice, Paredes Strategies LLC, where he advises clients on regulatory compliance and strategy, corporate governance, and risk management. [read post]
24 May 2023, 5:16 pm
The breach affected the PHI of a total of 230,572 individuals at two covered entities for which MedEvolve provided software and revenue cycle management services: Premier Immediate Medical Care, LLC (204,607 individuals affected) and the office of Dr. [read post]
23 May 2023, 7:25 am
About Rampiva Rampiva is a global software company developing automation, reporting, and business process management software for data processing and review platforms. [read post]
22 May 2023, 10:59 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
19 May 2023, 12:41 pm
The Third Circuit held that findings of falsity and scienter must be independent of one another for purposes of FCA liability, warning that by grouping the scienter element into an “objective” falsity test, a court would fail to fully consider evidence of scienter. [read post]
10 May 2023, 9:01 pm
But some broad trends are evident. [read post]
9 May 2023, 9:01 pm
First, the rule allows voting stockholders to make their own ad hoc choice of nominees from the slates proposed by management, on one hand, and by the nominating stockholder, on the other. [read post]
3 May 2023, 12:41 pm
The National Labor Relations Board (Board) continues to expand its authority to impose remedies on employers in its decision in Noah’s Ark Processors, LLC; rendering an unusual advisory opinion on the extent of the remedies that can be made available under a “broad order” when there exists a pattern of unlawful labor practices in violation of the National Labor Relations Act (the Act). [read post]
18 Apr 2023, 8:47 am
The covenant not to compete considered by the NC Business Court in Prometheus Group Enterprises, LLC v. [read post]
12 Apr 2023, 11:39 am
Smith managed and controlled Broad Reach Capital LP, a pooled investment fund/hedge fund that was established in February 2016 and was open to accredited investors. [read post]
21 Mar 2023, 9:25 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
28 Feb 2023, 7:11 am
Morgan Securities LLVC Jason Long State Farm VP Management Corp. [read post]
23 Feb 2023, 11:16 pm
To the extent Google decides against a privilege review, including for any subsets of custodians, plaintiffs will agree to a "broad non-waiver agreement allowing the clawback of any privileged material," as they have proposed. [read post]
23 Feb 2023, 9:01 pm
” The numbers have a place – they tell the public, in broad terms, what the department has publicly done. [read post]
23 Feb 2023, 2:25 pm
We can handle these maintenance requirements so you don’t have to remember or manage them. [read post]
23 Feb 2023, 6:57 am
McNulty-Snodgrass managed to sneak any of his old stash into prison with him. [read post]
22 Feb 2023, 1:07 pm
Disclosure is limited even for the two well-known, publicly traded litigation fund managers, Burford Capital and Omni Bridgeway; it is sparser still—and highly self-selective—for all the private funds involved. [read post]
17 Feb 2023, 8:25 am
Dimengo is Managing Partner of Buckingham, Doolittle & Burroughs, LLC. [read post]
