Search for: "Bruce Dodd"
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2 Jul 2013, 1:41 pm
The other day, I was blogging about tags, and somebody asked what are all the tags. [read post]
18 Jun 2013, 1:15 am
ICYMI: SEC Make Second Whistleblower Award: On June 12, 2013, the SEC made its second award under the Dodd-Frank whistleblower provisions. [read post]
31 May 2013, 7:57 am
As you are aware, the Dodd-Frank Act transferred oversight of mid-sized investment advisers from the SEC to the States. [read post]
31 May 2013, 7:57 am
As you are aware, the Dodd-Frank Act transferred oversight of mid-sized investment advisers from the SEC to the States. [read post]
12 Apr 2013, 5:00 am
Hedge Fund Survey Shows Misconduct Believed to be Widespread by Bruce Carton in Compliance Week A recent survey of hedge fund professionals indicates that misconduct is widespread in the industry, and that a very large percentage of professionals in the industry are prepared to report wrongdoing under a program such as the SEC’s new whistleblower program under Dodd-Frank. [read post]
12 Apr 2013, 5:00 am
Hedge Fund Survey Shows Misconduct Believed to be Widespread by Bruce Carton in Compliance Week A recent survey of hedge fund professionals indicates that misconduct is widespread in the industry, and that a very large percentage of professionals in the industry are prepared to report wrongdoing under a program such as the SEC’s new whistleblower program under Dodd-Frank. [read post]
5 Apr 2013, 1:53 am
Bruce, Michael and Christina’s guest post follows: The Dodd-Frank say-on-pay strike suits, if not yet dead, are close. [read post]
24 Jan 2013, 8:23 am
At that time, one of us (Bruce) was an electronic publisher of Federal court cases and statutes, and the other (Hillmann, herself a former law cataloger) was working with large, aggregated repositories of scientific papers as part of the National Sciences Digital Library project. [read post]
17 Jan 2013, 6:36 am
Karpati suggested that hedge funds can expect to see an increase in on-site exams in light of the Dodd-Frank Act, which subjects more private fund advisers to regulatory oversight. [read post]
3 Dec 2012, 7:00 am
The Dodd-Frank Act impacts all banks, whether or not they are large enough to require examination by the Consumer Financial Protection Bureau. [read post]
27 Nov 2012, 2:00 am
The Dodd-Frank Act impacts all banks, whether or not they are large enough to require examination by the Consumer Financial Protection Bureau. [read post]
31 Oct 2012, 1:48 am
Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) in July 2010. [read post]
31 Oct 2012, 1:48 am
Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) in July 2010. [read post]
31 Oct 2012, 1:48 am
Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) in July 2010. [read post]
31 Oct 2012, 1:48 am
Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) in July 2010. [read post]
22 Oct 2012, 1:36 am
"The analytics put Yorkville front and center on our radar screen,” said Bruce Karpati, Chief of the SEC Enforcement Division’s Asset Management Unit. [read post]
19 Oct 2012, 2:00 am
1) DealBook: Despite Its Problems, Dodd-Frank Is Better Than the Alternatives - In this election year there has been a lot of talk of doing away with Dodd-Frank in pieces or in its entirety. [read post]
16 Oct 2012, 8:32 pm
One thing is for sure--Romney's view that cutting tax rates across the board by 20% will jump-start the economy is "nonsense", as even conservative GOP economist Bruce Bartlett acknowledges. [read post]
16 Jul 2012, 11:49 am
See Comment of Bruce D. [read post]
