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13 Mar 2023, 4:17 am
(Financial Advisor IQ by Glenn Koch) Joint Statement by Department of the Treasury, Board of Governors of the Federal Reserve System, and Federal Deposit Insurance Corporation (March 12, 2023) JOIN the Financial Professionals Coalition, Ltd 4Cir Affirms Denial of Motion to Vacate FINRA Arbitration AwardKayvan Karoon; KS Capital Management, Inc., Appellants, v. [read post]
8 May 2010, 10:00 pm
Capital Asset, Inc. however, is just one of countless corporate formation businesses that seem to be trying to cash in on this lack of corporate transparency. [read post]
23 Jun 2017, 6:55 am
Moreover, he explained, the myriad costs inherent in being public play a role in deciding on a corporate approach, and the answer may be to relax requirements in order to incentivize small funds. [read post]
15 Apr 2010, 3:20 pm
Following up on earlier postings, Resilient Capital Management, LLC filed an amended notice of appeal in the Regent Communications, Inc. bankruptcy case yesterday. [read post]
7 Feb 2017, 6:10 am
Rowe Price Associates, Inc., ValueAct Capital, Vanguard, Washington State Investment Board, and Wellington Management. [read post]
17 Nov 2020, 8:22 am
Earlier this year, Sierra Income suffered losses after its announced merger with Medley Capital Corp. and Medley Management Inc. was terminated because of the economic uncertainty caused by COVID-19. [read post]
5 Oct 2020, 9:13 am
BMO Capital Markets and RBC Capital Markets were joint book-running managers with Wedbush PacGrow and JMP Securities acting as co-lead managers for the offering. [read post]
8 Jul 2009, 2:39 pm
Set forth below is a list (in alphabetical order) of the established small-, veteran-, minority-, and women-owned businesses partnerships: Advent Capital Management, LLC; Altura Capital Group LLC; Arctic Slope Regional Corporation; Atlanta Life Financial Group, through its subsidiary Jackson Securities LLC; Blaylock Robert Van, L.L.C.; CastleOak Securities, LP; Muriel Siebert & Co., Inc.; Park Madison Partners LLC; The Williams… [read post]
12 Jan 2019, 11:01 am
Additionally, in a separate merger agreement, Medley Management, Inc. [read post]
The SEC and Small Capital Formation: The Advisory Committee on Small and Emerging Companies (Part 1)
17 Feb 2012, 5:00 am
Jenny, CFO, BlueFly Inc., New York, N.Y. [read post]
2 Apr 2023, 6:30 am
In light of this, there is a much greater need for asset managers to scrutinize corporate lobbying practices and political spending as part of their role as stewards of investors’ capital. [read post]
2 Apr 2023, 6:30 am
In light of this, there is a much greater need for asset managers to scrutinize corporate lobbying practices and political spending as part of their role as stewards of investors’ capital. [read post]
16 Sep 2019, 1:45 pm
Inc., with Lake Street Capital Markets, LLC acting as joint book-running manager. [read post]
14 May 2024, 9:05 pm
Inc, which focuses on securities regulation but is nonetheless relevant for the corporate governance aspects of board observers, exemplifies the protective benefits of board observers in litigation. [read post]
8 Sep 2017, 3:18 am
—a venture capital arm of online retailer Overstock.com Inc. that invests in blockchain companies—plans to become one of the early adopters. [read post]
23 Sep 2011, 4:51 pm
This Security Agreement, which is signed by [ABC limited partnership or other entity], gives a security interest in all corporate assets, currently owned or to be owned of XYZ Capital Group, Inc. [read post]
25 Apr 2019, 9:07 am
”Commission-appointed Committee members include:Robert Fox - National Managing Partner, Professional Standards Group, Grant Thornton LLP; Chicago, ILCarla Garrett - Corporate Partner, Potomac Law Group PLLC; Washington, DCStephen Graham - Co-Chair, Fenwick & West LLP’s Life Sciences Practice; Seattle, WASara Hanks - CEO and Co-Founder, CrowdCheck, Inc.; Alexandria, VAYoungro Lee - CEO and Co-Founder, NextSeed; Houston, TXBrian Levey - Chief Business Affairs… [read post]
27 Apr 2020, 7:38 am
The post Medley Management Inc. [read post]
23 Apr 2010, 3:05 pm
Regent Communications, Inc. and Resilient Capital Management, LLC have reached a settlement of Resilient's attempt to have an Official Committee of Equity Security Holders and its challenge to Regent's plan of reorganization. [read post]
26 Dec 2013, 1:27 pm
Margules, Esquire, BOUCHARD MARGULES & FRIEDLANDER, P.A., Wilmington, Delaware, Attorneys for Defendants SIG Growth Equity Management, LLC, SIG Growth Equity Fund I, LLLP, Amir Goldman, Jonathan Klahr, Donors Capital Fund, Inc., Kids Connect Charitable Fund, Daniel Kleinberg, and Tomer Herzog.David S. [read post]
