Search for: "CUBAN v. SECURITIES AND EXCHANGE COMMISSION"
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15 Jun 2012, 11:30 am
Tex. 1990), aff'd sub. nom., U.S. v. [read post]
29 Dec 2011, 10:27 am
Jenkins and the Staff of the Securities and Exchange Commission have reached a tentative settlement agreement to resolve this matter," noting that "such tentative settlement agreement is subject to approval by the Securities and Exchange Commissioners. [read post]
15 Oct 2011, 6:02 am
Fiero v. [read post]
15 Oct 2011, 6:02 am
Fiero v. [read post]
5 Feb 2011, 9:17 am
National Australia Bank The Supreme Court held 10(b) applies only where the purchase or sale of securities occurred on an American exchange or in the United States. [read post]
29 Mar 2016, 6:53 am
The petition argued that less than two years ago, in CTS Corp. v. [read post]
15 Sep 2011, 8:44 am
Business Roundtable v. [read post]
19 Feb 2016, 6:00 am
Securities and Exchange Commission don’t deny making hundreds of thousands of dollars on a tip about a billion-dollar deal. [read post]
30 Jan 2024, 9:02 pm
”[26] In the Commission’s telling, “[a]s part of the settlement process, the Commission and a defendant negotiate terms,” and “if either party disagrees with terms t [read post]
3 Oct 2017, 11:14 am
Vanessa Sauter flagged an amicus brief from Orin Kerr submitted in Carpenter v. [read post]
14 Nov 2011, 12:22 pm
The proposed Stop Trading on Congressional Knowledge Act addresses that problem by instructing the Securities and Exchange Commission to adopt rules intended to prohibit such trading. [read post]
13 Mar 2023, 6:10 am
Republicans, the Heritage Foundation and Constitutional Standards for Impeachment A cabinet secretary is a “civil officer” subject to impeachment under Article 2, Section 4 of the Constitution, for commission of “Treason, Bribery, or other high Crimes and Misdemeanors. [read post]
21 Apr 2010, 8:50 am
SEC v. [read post]
5 Jun 2017, 11:54 am
In contrast to the Tenth Circuit in the Kokesh case, the Eleventh Circuit held in 2016 in Securities and Exchange Commission v. [read post]
10 Mar 2014, 7:35 am
(Pix (c) Larry Catá Backer 2014) I have been considering the issue of of labor cooperatives as a central element of the reform (though quite limited and preliminary) of the Cuban economic system. [read post]
28 Feb 2010, 12:01 pm
SEC v. [read post]
12 Apr 2019, 6:20 am
Mark Cuban Posted by Marc I. [read post]
10 Jan 2018, 2:17 pm
Securities and Exchange Commission, 17-130, and Securities and Exchange Commission v. [read post]
19 Apr 2017, 4:57 pm
While Kokesh moved into a gated mansion and bought himself a personal polo court (complete with a stable of 50 horses), he allegedly concealed his massive ill-gotten earnings by distributing false proxy statements to investors and filing dozens of false reports with the Securities and Exchange Commission. [read post]
4 Sep 2018, 7:00 am
Shell shareholders sued a former Shell executive claiming securities fraud, and the executive subpoenaed three employees of the Securities and Exchange Commission. [read post]
