Search for: "Cambridge Investment Research Inc." Results 41 - 60 of 161
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23 Sep 2021, 4:07 pm by Iorio Altamirano
FINRA has barred former Cambridge Investment Research, Inc. broker William Michero from the securities industry. [read post]
13 Sep 2021, 12:39 pm by The White Law Group
  According to his broker report, Jeff Michero was registered with the following broker dealers during his career in the securities industry:   02/17/2009 – 08/25/2021, CAMBRIDGE INVESTMENT RESEARCH, INC. [read post]
11 Sep 2021, 10:23 am by Staff Attorney
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that Financial Advisor Eladio Santiago (Santiago), currently employed by Cambridge Investment Research, Inc. [read post]
13 Jul 2021, 10:58 am by Simon Lester
., 2020)    July 12, 2021 *We acknowledge the invaluable research assistance of Daniel Scarpitti, University of Toronto, Faculty of Law, 2L, in preparing these comments. [read post]
2 Apr 2021, 9:22 am by Iorio Altamirano
FINRA has suspended former Cambridge Investment Research, Inc. broker Keith Holcomb from the securities industry for 6 months for borrowing money from a customer without notifying or receiving approval from his firm. [read post]
30 Mar 2021, 11:39 am by Renae Lloyd
FINRA Censures and Fines Cambridge Investment Research for Supervisory Issues The White Law Group is investigating potential securities claims involving Cambridge Investment Research, Inc. [read post]
30 Mar 2021, 11:02 am by Iorio Altamirano
The Financial Industry Regulatory Authority (“FINRA”) has sanctioned Cambridge Investment Research, Inc. [read post]
3 Feb 2021, 6:30 am by Guest Blogger
Wade to the Present (Cambridge University Press, 2020).Laura WeinribMary Ziegler’s Abortion and the Law in America is an impressive and important book. [read post]
26 Jan 2021, 5:11 pm by Daily Record Staff
Adam Freeland, CFP, owner and OSJ branch manager of Harford Financial Group, and Melissa Mullan, RICP, and a registered principal at the firm, have been invited to join Cambridge Investment Research Inc. [read post]
23 Nov 2020, 9:18 am by Renae Lloyd
  If you suffered investment losses with Lynn Cawthorne and Cambridge Investment Research, Inc., please call the securities fraud attorneys at The White Law Group at 888-637-5510 for a free consultation. [read post]