Search for: "Capital Management Securities"
Results 41 - 60
of 10,515
Sort by Relevance
|
Sort by Date
14 May 2024, 10:15 pm
Chesebro tells Troupis on Nov. 11 that he “did a memo, which I hope I can get to you securely. [read post]
14 May 2024, 9:05 pm
In addition, board observers help ensure compliance with the Employee Retirement Income Security Act (ERISA), particularly for VC and private equity firms managing investments from pension plans. [read post]
13 May 2024, 9:05 pm
Indeed, firms are required under the securities laws to disclose material nonpublic information, at least when they raise capital. [read post]
13 May 2024, 8:58 pm
In order to submit an application for a virtual bank business licence, the public limited company (set up by the qualified applicant) must have a paid-up registered share capital of THB 5 billion, with plans to increase it to at least THB 10 billion after the initial business period and demonstrate the readiness of various operational systems required by the BOT. [read post]
13 May 2024, 3:30 am
We are now just a little over two weeks away from the new T+1 settlement timeframe, which will be implemented over the Memorial Day holiday weekend across securities markets in the U.S. [read post]
10 May 2024, 6:45 am
BLM’s Draft Programmatic EIS for Utility-Scale Solar Energy Development On January 19, 2024, the Bureau of Land Management (BLM) published notice of the availability of its Draft Programmatic Environmental Impact Statement (EIS) for Utility-Scale Solar Energy Development and Associated Resource Management Plan Amendments. [read post]
10 May 2024, 6:00 am
But it hasn’t worked out that way,” said Neil Saunders, managing director at GlobalData. [read post]
10 May 2024, 2:54 am
Delegated Regulation 2024/857 enters into force on the twentieth day following its publication on the OJ (14 May 2024). 15 May 2024 – On 30 April 2024, the European Securities and Markets Authority (ESMA) published the results of the annual transparency calculations for non-equity instruments, bond liquidity data and quarterly systematic internaliser (SI) calculations under MiFID II and MiFIR. [read post]
9 May 2024, 2:00 pm
Update 5/9/2024: We received a report of another scam. [read post]
8 May 2024, 6:07 am
By enabling secure, transparent, and auditable data management, these technologies can help companies streamline their ESG reporting processes and enhance trust among stakeholders. [read post]
8 May 2024, 3:15 am
When I was in practice, I was proud of the way that my old flyover state law firm managed to more than hold its own when it came to capital markets transactions. [read post]
7 May 2024, 9:01 pm
The panoply of complex stakeholder issues that companies face today remain integral to corporate sustainability, responsible risk management, and value creation. [read post]
7 May 2024, 2:09 pm
With increasing regulatory scrutiny on data privacy and security, having a robust and compliant eDiscovery solution is critical. [read post]
7 May 2024, 7:35 am
GPB Capital, a New York-based alternative asset management firm, raised funds by selling limited partnership interests, particularly through broker-dealers, including the firms mentioned. [read post]
5 May 2024, 9:01 pm
The proposal seeks to capitalize on them in pursuit of the same goals. [read post]
5 May 2024, 11:19 am
At present, the RSF forces have managed to seize control over most areas of the Darfur region, and they have El Fasher—the sole remaining provincial capital not under their authority—under siege. [read post]
5 May 2024, 5:45 am
The “Lavina” Battalion’s visible presence in Arkhanhelske underscores a tactical victory, but it also signals a readiness to capitalize on short-term operational opportunities. [read post]
2 May 2024, 4:37 pm
Since OpenAI launched ChatGPT in November 2022, the race to capitalize on emerging artificial intelligence (AI) technologies has super-charged the financial markets. [read post]
2 May 2024, 12:35 pm
SEC Charges RBC Capital with Unfair Dealing September 2021 RBC Capital Markets agreed to pay over $800,000 to settle charges brought by the Securities and Exchange Commission (SEC) for unfair dealing in municipal bond offerings. [read post]
2 May 2024, 9:56 am
Crisis management and deposit insurance On 18 April 2023, the Commission published its crisis management and deposit insurance (CMDI) legislative package. [read post]
