Search for: "Capital One Financial Corp."
Results 41 - 60
of 1,404
Sort by Relevance
|
Sort by Date
14 Nov 2023, 9:01 pm
The SEC issued whistleblower awards totaling nearly $600 million, the most ever awarded in one year, including a record-breaking $279 million awarded to one whistleblower. [read post]
31 Oct 2023, 9:05 pm
One has confidence that aggressive litigators representing the debtor, on reading this judicial language, will begin to plan how to present the requisite showing of financial and managerial difficulties. [read post]
17 Oct 2023, 6:45 am
Corp. [read post]
9 Oct 2023, 2:34 pm
Corp. [read post]
3 Oct 2023, 9:01 pm
SEC press release │SEC order SEC settles claims related to pre-IPO SPAC disclosure In the Matter of Digital World Acquisition Corp. [read post]
25 Sep 2023, 2:09 pm
(This rate only applies to C-Corporations, not S-Corps, LLCs, or partnerships.) [read post]
17 Sep 2023, 9:48 am
Fifth , the financial relationship between the tribe and the entity. [read post]
13 Sep 2023, 1:38 pm
Sculptor Capital Corp (SCU) Agrees To Acquisition By Rithm Capital In July, 2023 Sculptor Capital Management and Rithm Capital Corp announced that they had reached an agreement in principle for Rithm to acquire Sculptor Capital. [read post]
13 Sep 2023, 6:00 am
Mellon was a highly successful financier; one of the world’s first venture-capital investors (financing hundreds of enterprises); a leading philanthropist (original and main benefactor of the National Gallery of Art); and secretary of the U.S. [read post]
11 Sep 2023, 4:37 am
One can also find New York case law for the proposition that directors of New York corporations owe fiduciary duties to both the corporation and its shareholders.) [read post]
30 Aug 2023, 5:45 am
One such form involves like-kind exchanges – these offer an opportunity for deferring capital gains taxes when selling one investment property and acquiring another similar one within certain timeframes. [read post]
11 Aug 2023, 12:49 pm
One of them being increased regulation, which has made it more difficult for companies to issue junk bonds. [read post]
9 Aug 2023, 11:25 am
The firms and their penalties have been produced and outlined as follows: Wells Fargo Securities, LLC together with Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC agreed to pay a $125 million penalty; BNP Paribas Securities Corp. and SG Americas Securities, LLC have each agreed to pay penalties of $35 million; BMO Capital Markets Corp. and Mizuho Securities USA LLC have each agreed to pay penalties of $25 million; Houlihan Lokey… [read post]
8 Aug 2023, 9:31 am
Wells Fargo Securities, LLC together with Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC agreed to pay a $125 million penalty; BNP Paribas Securities Corp. and SG Americas Securities, LLC have each agreed to pay penalties of $35 million; BMO Capital Markets Corp. and Mizuho Securities USA LLC have each agreed to pay penalties of $25 million; Houlihan Lokey Capital, Inc. has agreed to pay a $15 million penalty; … [read post]
7 Aug 2023, 9:05 pm
Here’s something I blogged last week on CompensationStandards.com: DEI-related goals have become one of the most common non-financial metrics in public company executive incentive plans. [read post]
3 Aug 2023, 11:22 am
December 2022 – FSC Securities was one of many firms sanctioned for unsuitable sales of GPB Capital offerings. [read post]
2 Aug 2023, 11:54 am
One of them being increased regulation, which has made it more difficult for companies to issue junk bonds. [read post]
29 Jul 2023, 2:17 am
Financial/Accounting. [read post]
28 Jul 2023, 1:02 pm
Complex investments typically invest in nontraditional assets or engage in one or more complex strategies which is why it is important to conduct extensive research prior to investing in one. [read post]
25 Jul 2023, 9:05 pm
This pure financial case does not generally obtain for other elements of ESG. [read post]
