Search for: "Capital Quest Securities"
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17 Jan 2021, 8:31 pm
In this quest, we cannot be “more cautious than courageous. [read post]
28 Dec 2020, 1:24 pm
(CRD#:44848) of Fort Lauderdale FL, and Quest Capital Strategies, Inc. [read post]
10 Dec 2020, 8:30 pm
The securities fraud unit in the Southern District of New York also scrutinized Hunter Biden’s finances, according to the source. [read post]
8 Dec 2020, 1:55 am
A mark-to-market proposal designed to accelerate the collection of capital gains tax may be virtually unworkable, because it would require regular valuations of unpriced business interests and could require the liquidation of business assets to pay taxes on unrealized gains. [read post]
24 Nov 2020, 12:07 pm
On both sides of the Atlantic, growing numbers of citizens want to confront the twin challenges of surveillance capitalism and techno-authoritarianism. [read post]
24 Sep 2020, 5:57 am
These tools cover a wide-range of legal topics, including antitrust law, banking and finance, cybersecurity and privacy, health law, labor and employment, securities, tax, and more. [read post]
16 Sep 2020, 6:30 am
Is a “republican” society organized around the quest for a common good that will be sought by suitably socialized citizens destined to become a distinctly more “liberal” order that accepts the priority of individual interests and the psychology associated with self-seeking (ultimately defined so memorably by Oliver Wendell Holmes in terms of his completely egoistic “bad man” concerned only with maximizing individual utilities)? [read post]
14 Sep 2020, 12:32 pm
The Carlyle Group invested in USIS, and in 2003, Welsh, Carson, Anderson & Stowe committed capital to USIS. [read post]
14 Sep 2020, 12:32 pm
The Carlyle Group invested in USIS, and in 2003, Welsh, Carson, Anderson & Stowe committed capital to USIS. [read post]
7 Sep 2020, 2:06 pm
Based on the first five filings, the board diversity litigation phenomenon looked as if it might be nothing more than the quixotic quest of a self-appointed agent of a racial justice cause. [read post]
7 Sep 2020, 4:35 am
Sage argued that Liss sought dissolution to secure a $66,000 commission on the post-dissolution sale of the unit to a potential buyer who, in 2005, made a $2.2 million purchase offer. [read post]
4 Jul 2020, 9:18 am
The technology never worked – combining GPS and Bluetooth, the app was criticized for power consumption and inadequate security. [read post]
21 May 2020, 7:12 am
Mostert, John Quest Capital Strategies, Inc Intersecurities, Inc. [read post]
11 May 2020, 9:04 am
One group of expert practitioners says that the quest for good cybersecurity metrics is a phantasm. [read post]
30 Apr 2020, 7:44 am
Regulators are determining how to change these standards and where they apply for best results in a way that keeps both FIs, third-party providers and consumers as safe and secure as possible. . . . [read post]
10 Apr 2020, 3:00 am
This does not eliminate the requirement for members to file periodic transaction reports for individual securities within 45 days of a trade execution. [read post]
20 Feb 2020, 2:30 pm
In a quest to widen its net, the European Commission is hoping to broaden the scope of the non-financial reporting even further in the legal proposal that is due by the end of 2020. [read post]
24 Dec 2019, 7:38 am
According to FINRA Disciplinary actions for December 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Amparo, Nelson Citizens Securities, Inc Santander Securities LLC Bethan, Frank Quest Capital Strategies, Inc Wells Fargo Clearing Services, LLC Brown, Andrew Worden… [read post]
23 Dec 2019, 1:40 pm
Morgan Securities LLC Chase Investment Services Corp Mostert, John Quest Capital Strategies, Inc. [read post]
26 Nov 2019, 6:50 am
According to FINRA Disciplinary actions for October 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bender, Charles Suntrust Investment Services, Inc JP Morgan Securities Bingham, Daniel Essex Securities Investors Capital Corp… [read post]
