Search for: "Caroline Lee"
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22 Apr 2022, 4:36 am
Caroline Vakil reports for The Hill. [read post]
15 Apr 2022, 4:09 am
Signup to receive the Early Edition in your inbox here. [read post]
7 Apr 2022, 11:49 am
Jaime Lizárraga is the nominee to replace Commissioner Allison Herren Lee, the Democratic Commissioner who is stepping down from her role. [read post]
25 Mar 2022, 5:48 am
Elson (University of Delaware), on Tuesday, March 22, 2022 Tags: Board independence, Board oversight, Boards of Directors, General counsel, Inside counsel, Management, Oversight, Surveys Statement by Commissioner Crenshaw on Proposed Mandatory Climate Risk Disclosures Posted by Caroline Crenshaw, U.S. [read post]
18 Mar 2022, 11:51 am
Motion to Vacate FINRA Arbitration Award Fails To Raise Federal Jurisdiction (BrokeAndBroker.com Blog)Court Imposes Restrictions on Credit Repair Company to Protect Consumer (DOJ Release)SEC Proposes Rules to Enhance and Standardize Climate-Related Disclosures for Investors (SEC Release)Shelter from the Storm: Helping Investors Navigate Climate Change Risk[1] by SEC Commissioner Allison Herren Lee Statement on the Enhancement and Standardization of Climate-Related Disclosures for… [read post]
12 Mar 2022, 7:37 am
But, surprisingly, the conflicts are not between the Dems and the one Republican remaining on the SEC; rather, they’re reportedly between SEC Chair Gary Gensler and the two other Democratic commissioners, Allison Herren Lee and Caroline Crenshaw, about how far to push the proposed new disclosure requirements, especially in light of the near certainty of litigation, and whether to require that the disclosures be audited. [read post]
24 Jan 2022, 7:36 pm
Benham’s article E-Discovery Direct Access of Electronic Devices After In re Marion Shipman is cited in the following book: Caroline Baker & Sofia Androgue, Texas Business Litigation (December 2021 Update). 16. [read post]
28 Nov 2021, 11:20 am
Lee said. [read post]
19 Nov 2021, 5:57 am
Securities and Exchange Commission, on Wednesday, November 17, 2021 Tags: Accounting, Climate change, Cybersecurity, Disclosure, ESG, Internal control, Risk management Statement by Commissioner Lee on Proposed Amendments Related to Proxy Voting Advice Posted by Allison Herren Lee, U.S. [read post]
18 Nov 2021, 6:10 am
Commissioner Caroline Crenshaw observed that few shareholders attend a corporation’s annual meeting in-person to vote, and stated that the rule achieves uniformity, fairness, and efficiency. [read post]
15 Nov 2021, 6:17 pm
Crenshaw and fellow Commissioner Allison Herren Lee have spoken, often jointly, during the past year or so on the need for more ESG disclosures. [read post]
12 Nov 2021, 3:00 am
This year, we have an extraordinary lineup: Rod Rosenstein, King & Spalding and former Deputy Attorney General of the United States; Chuck Duross, Morrison & Foerster and former Deputy Chief, Fraud Section, DOJ; Brian Kelly, Nixon Peabody and former AUSA, District of Massachusetts; Justice Rebeca Aizpuru Huddle of the Supreme Court of Texas; Caroline Ciraolo, Kostelanetz & Fink and former Acting Assistant AG, Tax Division, U.S. [read post]
4 Nov 2021, 6:01 pm
A teacher in Florida was accused of assaulting one of the school’s students two days after she received the Teacher of the Year award. 60-year-old Caroline Melanie Lee is an English teacher at Darnell-Cookman Middle/High School in the Jacksonville area. [read post]
8 Oct 2021, 1:10 pm
Crenshaw at "SEC Speaks")Going Dark: The Growth of Private Markets and the Impact on Investors and the Economy (Remarks by SEC Commissioner Allison Herren Lee at "SEC Speaks")... [read post]
8 Oct 2021, 6:02 am
Brady, Caroline S. [read post]
30 Sep 2021, 8:01 am
Commissioners Allison Herren Lee and Caroline Crenshaw also voiced their support for the proposed amendments. [read post]
24 Aug 2021, 6:12 am
Gensler observed that concerns have been raised, including by whistleblowers as well as by Commissioners Allison Herren Lee and Caroline Crenshaw, that those amendments “could discourage whistleblowers from coming forward. [read post]
13 Aug 2021, 5:51 am
Securities and Exchange Commission, on Saturday, August 7, 2021 Tags: Boards of Directors, Disclosure, Diversity, ESG, Listing standards, NASDAQ, SEC, SEC rulemaking, Securities regulation Statement by Commissioners Lee and Crenshaw on Nasdaq’s Diversity Proposals Posted by Allison Herren Lee and Caroline Crenshaw, U.S. [read post]
10 Aug 2021, 9:12 am
The Commission voted 3-2 to approve the Nasdaq rule.SEC Chair Gary Gensler stated that the rules are consistent with the requirements of the Exchange Act, and reflect calls from investors for greater transparency about the people who lead public companies.Commissioners Alison Herren Lee and Caroline Crenshaw supported the rule, calling it "a positive first step for investors" while cautioning there is more work to be done in improving both diversity and transparency at… [read post]
8 Aug 2021, 10:58 am
” The two other Democratic Commissioners, Allison Herren Lee and Caroline Crenshaw also issued a statement in support of the approval of the guidelines. [read post]
