Search for: "Chase Investment Services Corporation LLC" Results 41 - 60 of 77
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15 Apr 2008, 7:12 am
's share premium is the best step for both companies as well as a great way to add shareholder value. [4] Another interesting M&A development is Discover Financial Services LLC's (DFS) agreement to acquire Diners Club International Ltd, a provider of credit card services from Citigroup Inc. for $165 million. [5] DFS, an Illinois corporation, is a credit card issuer and an electronic payment services company. [read post]
7 Jan 2022, 2:20 pm by luiza
  As a result, the SEC charged TC Services with violating both the antifraud provisions of both the Securities Act and the Investment Advisers Act. [read post]
7 Jan 2022, 2:20 pm by luiza
  As a result, the SEC charged TC Services with violating both the antifraud provisions of both the Securities Act and the Investment Advisers Act. [read post]
6 Mar 2014, 11:11 am by D. Daxton White
O’Neill, the sum of $143,951.00 in compensatory damages; Respondent Birkelbach Investment Services, Inc. is liable for and shall pay to Claimant, Kevin F. [read post]
10 Jan 2012, 2:46 pm by Mary E. Hodges
Chase Investment Services Corp., also decided in June 2011, the claimant sought damages for defamation and expungement of the statements on her U-5 which alleged that she committed fraud and wrongfully took property. [read post]
5 Jun 2020, 1:52 am by Alan Rosca
 He was also registered with the following firms, FINRA notes: Aegis Capital Corp. from June 8, 2017 until February 20, 2018, New York, NY National Securities Corporation from September 12, 2013 until June 2, 2017, New York, NY Cetera Advisors LLC from November 25, 2011 until September 27, 2013, New York, NY Chase Investment Services Corp. from April 30, 2008 until December 16, 2011, New York, NY Finally, it is important to note that, as of the date… [read post]
5 Jun 2020, 1:52 am by Alan Rosca
 He was also registered with the following firms, FINRA notes: Aegis Capital Corp. from June 8, 2017 until February 20, 2018, New York, NY National Securities Corporation from September 12, 2013 until June 2, 2017, New York, NY Cetera Advisors LLC from November 25, 2011 until September 27, 2013, New York, NY Chase Investment Services Corp. from April 30, 2008 until December 16, 2011, New York, NY Finally, it is important to note that, as of the date… [read post]
17 Mar 2016, 2:45 am by Dennis Crouch
MPHJ Technology Investments, LLC, No. 15-838 (Federal court jurisdiction in anti-troll consumer protection case) Preclusion or Jurisdiction: Biogen MA, Inc. v. [read post]
12 Aug 2012, 7:46 pm by Kevin Funnell
“A concentration of issuers creates an oligopoly,” said Bill Frey, head of Greenwich Financial Services LLC in Greenwich, Connecticut, whose firm invests in, creates and trades mortgage bonds and advises bondholders. [read post]
2 Jun 2014, 2:33 pm by Law Lady
OCHA ENGINEERING CORP., Appellee. 3rd District.Creditors' rights -- Impleader of third parties -- Jurisdiction -- Non-residents -- Record on appeal did not establish basis for dismissal of creditor's impleader complaint for lack of personal jurisdiction or its basis for denying rehearing -- Sworn proof submitted by both creditor and third parties in support of their respective jurisdictional positions was in conflict in material respects and could not be reconciled without evidentiary… [read post]
20 Jan 2016, 5:21 am by Mary Jane Wilmoth
Summit Trust Company, Rampart Capital Management, LLC, Trust Counselors Network, Inc., Brown Investment Advisors, Inc., Kevin C. [read post]
22 Sep 2008, 1:20 pm
As The New York Times puts it: As late as 2004, financial services firms earned 28.3 percent of corporate America's total profits, according to Moody's Economy.com. [read post]
7 Nov 2012, 3:54 am by Rob Robinson
Chase LLC -  http://bit.ly/SSv96a (Todd Ohlms, Joseph Fogel) Failing to Preserve:  Apple, Samsung Narrowly Escape Adverse Inference Instruction - http://bit.ly/RuTGtt (Michael Kozubek) Five Questions with Ralph Losey about the New eDiscovery Best Practices (EDBP) Model for Attorneys – http://bit.ly/SXuNJ4 (Dean Gonsowski) Five Reasons to Outsource Litigation Support - http://bit.ly/StFgvy (Ralph Losey) How to Preserve Data When You… [read post]
8 Jul 2011, 1:11 am by Marie Louise
(ArsTechnica) Ask Ars: will iTunes Match be used to chase down music pirates? [read post]