Search for: "Choice Advisors, LLC"
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25 Oct 2022, 12:53 pm
SEC Obtains Final Judgment Against Cetera for charges of Defrauding Their Advisory Clients According to a press release on October 24, 2022, the Securities and Exchange Commission obtained a final judgment on October 13, against Cetera Advisors, LLC and Cetera Advisor Networks, LLC, whom the SEC previously charged with defrauding their advisory clients for allegedly failing to disclose several sources of compensation. [read post]
26 Sep 2022, 7:59 pm
The Equal Employment Opportunity Commission (“EEOC”) is suing pharmaceutical giant Lilly USA, LLC, for nationwide age discrimination by intentionally not hiring older workers for pharmaceutical sales representative positions based on their age from April 2017 to 2021. [read post]
22 Sep 2022, 3:25 am
Princess Martha, LLC, Case No. 8:22-cv-02182) filed in the U.S. [read post]
21 Sep 2022, 6:26 pm
The new settlements require the four companies — CarMax, Axis Analytics LLC (aka Axis Group), Capital One Bank and Walmart — to pay a total of $331,520 in civil penalties, depending on the number of discriminatory advertisements they posted. [read post]
7 Jun 2022, 9:12 am
We almost never prefer the choice on the far right of the spectrum (which is why it’s threat level RED). [read post]
2 Jun 2022, 4:41 pm
We almost never prefer the choice on the far right of the spectrum (which is why it’s threat level RED). [read post]
2 Jun 2022, 2:05 am
The choice is up to you. [read post]
20 May 2022, 8:18 am
East West Bank referred her to a financial adviser who worked for Cetera Investment Services LLC. [read post]
4 May 2022, 9:01 pm
They assert that “the choice to have such laws—or not to have them—is a matter for the states, subject to constitutional and statutory limitations. [read post]
11 Apr 2022, 11:57 pm
Brian Michael Jenkins (Testimony) Senior Advisor to the RAND President The RAND Corporation Senate Homeland Security and Governmental Affairs Committee and Senate Rules and Administration Committee (February 23, 2021) … [read post]
1 Apr 2022, 6:01 am
What to Look For in the 2022 Proxy Season Posted by Blair Jones, Sarah Hartman, and Austin Vanbastelaer, Semler Brossy LLC, on Thursday, March 31, 2022 Tags: COVID-19, ESG, Executive Compensation, Human capital, Institutional Investors, Proxy advisors, Proxy season, Proxy voting, Say on pay, Shareholder voting The COVID-19 Pandemic’s Fleeting and Lasting Impact on Executive Compensation Posted by Mike Kesner, Linda… [read post]
7 Feb 2022, 7:09 am
In TriPacific Capital Advisors, LLC v. [read post]
7 Feb 2022, 2:00 am
Beemac Trucking, LLC, the logistics provider entered into a services contract with the trucking company in which the latter agreed to refrain from hiring or soliciting any of the other company’s employees during the term of their contract and for two years thereafter. [read post]
1 Feb 2022, 1:21 am
O'Brian a special advisor to the EFF. [read post]
28 Jan 2022, 11:00 am
To post an open Indian law or leadership job to Turtle Talk, send the following information to indigenous@law.msu.edu: In the email body: A typed brief description of the position which includes: Position title Location (city, state) Main duties Closing date Any other pertinent details such as links to the application An attached PDF job announcement. [read post]
12 Jan 2022, 10:09 am
” And as to the aiding and abetting charges against The Klein Group LLC, a financial advisor with respect to the merger and a wholly-owned subsidiary of defendant M. [read post]
4 Jan 2022, 5:00 pm
From the folks at Global SWF LLC, a new report that is worth reading--The 2022 Annual Report: State Owned Investors 3.0. [read post]
29 Nov 2021, 8:43 am
For more information, visit Medina Law Group or Palante Wealth Advisors. [read post]
26 Nov 2021, 5:38 am
, Proxy advisors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder voting SEC Dramatically Changes the Rules for Proxy Contests Posted by Kai Liekefett, Derek Zaba, and Beth Berg, Sidley Austin LLP, on Friday, November 19, 2021 Tags: Boards of Directors, Director nominations, Institutional Investors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder… [read post]
22 Oct 2021, 6:20 am
Posted by Alberto Manconi (Bocconi University), on Monday, October 18, 2021 Tags: Agency costs, Information asymmetries, Information environment, Insurance, Securities litigation, Settlements Preparing for Potential Updates to HCM & Board Diversity Disclosure Requirements Posted by Sophia Hudson, Kirkland & Ellis LLP, on Monday, October 18, 2021 Tags: Board composition, Boards of… [read post]
