Search for: "Christopher Oxley"
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8 Jun 2012, 4:45 am
Christopher Bala suffered a back injury at home in June 2008. [read post]
8 Jun 2012, 4:45 am
Christopher Bala suffered a back injury at home in June 2008. [read post]
10 Aug 2007, 1:19 pm
Dodd-Shelby Provision Gives SEC-PCAOB Time to Reform Internal ControlsA provision in the American COMPETES Act (PL 110-69) inserted by Senators Christopher Dodd and Richard Shelby would give the SEC and PCAOB more time, but not unlimited time, to reform the internal control reporting mandates under section 404 of the Sarbanes-Oxley Act. [read post]
24 Nov 2006, 4:44 am
In addition the bill's endorsement of an independent FASB secured by a steady funding source found its way into Sarbanes-Oxley. [read post]
5 Feb 2010, 11:45 am
Christopher Dodd (D-CT) heads the Senate Committee trying to do the same thing. [read post]
29 Dec 2011, 5:00 am
CFO – Christopher J. [read post]
28 Dec 2011, 5:00 am
In addition to state standards and Sarbanes-Oxley (“SOX”) requirements, the major U.S. stock exchanges each have their own standards for independence. [read post]
9 Dec 2016, 1:00 am
Peregrine, McDermott Will & Emery LLP, on Friday, December 2, 2016 Tags: Accountability, Accounting, Agency costs, Boards of Directors, Commonsense Principles, Compliance & ethics, Conflicts of interest, Corporate fraud, Enron, Management, Misconduct, Oversight, Sarbanes–Oxley Act, Securities enforcement, Securities fraud, Securities regulation, Whistleblowers Proxy Access Test Drive Hits a Wall Posted by Cydney Posner, Cooley LLP, on Friday, December 2, 2016 Tags: Boards… [read post]
4 Apr 2007, 7:00 pm
Christopher Cox (R-CA) as he then was, the current Chairman of the SEC. [read post]
14 Mar 2007, 7:15 am
Cox and Olson Speak at Chamber Event on US Capital MarketsAgainst the backdrop of a detailed blue-ribbon panel report urging securities regulation reform, SEC Chair Christopher Cox rejected the call for Congress to amend the Sarbanes-Oxley Act. [read post]
14 May 2007, 6:46 am
The amendment was introduced by Banking Committee Chair Christopher Dodd (D-Conn) and co-sponsored by Sen. [read post]
16 Jun 2010, 9:34 pm
In another 7-to-5 vote, Senate conferees also voted to accept a House provision to permanently exempt small issuers (with less than $75 million in market capitalization) from the auditor attestation requirements of Section 404(b) of the Sarbanes-Oxley Act. [read post]
23 Jul 2021, 6:06 am
Posted by Lindsey Stewart, KPMG LLP, on Friday, July 16, 2021 Tags: Accounting, Accounting standards, Financial reporting, Internal auditors, Internal control, International governance, Sarbanes–Oxley Act, SOX, UK Chair Gensler’s Insight on the SEC’s New Regulatory Agenda Posted by Brian V. [read post]
10 Dec 2021, 4:59 am
Revisiting the SEC’s Proxy Advisor Rule Posted by Paul Rose and Christopher J. [read post]
11 Dec 2009, 1:04 pm
However, the bill includes a permanent exemption for small issuers (those with less than $75 million in market cap) from the outside auditor attestation requirements of the Sarbanes-Oxley Act. [read post]
15 May 2008, 8:38 am
For more on this, go visit Sox First, which is a good blog following management compliance issues and Sarbanes Oxley developments. [read post]
25 Jun 2007, 8:18 am
Meanwhile, business representatives and some lawmakers are urging the SEC to ease the internal control requirements of Section 404 of the Sarbanes-Oxley Act and to exempt smaller companies. [read post]
31 May 2011, 4:15 pm
In a 2007 letter to the SEC, then Senate Banking Committee Chair Christopher Dodd (D-Conn) said that the IASB’s lack of an independent funding mechanism was not in the public’s best interest. [read post]
19 Mar 2021, 6:08 am
Electronic Arts, Disclosure, Enron, Sarbanes–Oxley Act Board Priorities for 2021 Abound Amid Slow Economic Recovery Posted by Amy Rojik, BDO, on Friday, March 12, 2021 Tags: Board leadership, Boards of Directors, Corporate culture, COVID-19, Disclosure, Diversity, ESG, Human capital, Mergers & acquisitions, Shareholder value, Surveys 2020 Say on Pay & Proxy Results Posted by Todd Sirras, Austin… [read post]
House Panel Approves Proxy Access ProvisionSubmitted by Ted Allen, Publications/Governance Institute
4 Nov 2009, 5:39 am
Christopher Lee of New York that would have prohibited certain contingency fee arrangements for lawyers suing broker-dealers and investment advisers under contracts that predate the legislation. [read post]
